Goldmann Leslie 4

4 · New York & Company, Inc. · Filed Apr 21, 2010

Form 4

Period: 2010-04-19

EVP, Merchandising

Transactions

Award
Stock Appreciation Rights
2010-04-19+50,000→ 50,000 total
Exercise: $4.79Exp: 2020-04-01→ Common Stock (50,000 underlying)

Holdings

Common Stock
5,524
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (3,535 underlying)
3,535
Options to Purchase Common Stock
Exercise: $0.11Exp: 2013-04-02→ Common Stock (15,525 underlying)
15,525
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (70,000 underlying)
70,000
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-05-17→ Common Stock (18,308 underlying)
18,308
Options to Purchase Common Stock
Exercise: $7.18Exp: 2018-05-21→ Common Stock (30,000 underlying)
30,000
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (8,919 underlying)
8,919

Footnotes (6)

[F1]On April 1, 2010, the reporting person was awarded stock appreciation rights (SARs) which are scheduled to cliff vest on April 1, 2013. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
[F2]The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
[F3]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
[F4]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
[F5]The options become exercisable on June 29, 2011.
[F6]The options to purchase common stock are currently exercisable.

Documents

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