MILLER MELVIN E 4
4 · HEARTLAND FINANCIAL USA INC · Filed May 4, 2010
Insider Transaction Report
Form 4
MILLER MELVIN E
Chief Investment Officer
Transactions
- Sale
Common Stock
2010-05-03$19.02/sh−1,000$19,020→ 7,230 total(indirect: By IRA)
Holdings
- 3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying) - 1,500
Non-Qualified Stock Option (Right to Buy
Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying) - 2,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (2,500 underlying) - 3,899(indirect: HRT Retirement Plan)
Common Stock
- 4,500
Non-Qualified Stock Option (Right to Buy
Exercise: $11.84Exp: 2013-01-21→ Common Stock (4,500 underlying) - 7,680(indirect: Retirement Fund)
Common Stock
- 16,660
Common Stock
- 6,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.80Exp: 2012-01-15→ Common Stock (6,000 underlying) - 5,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $21.00Exp: 2015-02-10→ Common Stock (5,000 underlying) - 1,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
Footnotes (5)
- [F1]Shares held jointly with reporting person's spouse.
- [F2]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
- [F3]Includes 2,305 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
- [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F5]Includes 4,000 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.