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4//SEC Filing

MILLER MELVIN E 4

Accession 0001179110-10-008213

CIK 0000920112other
View on SEC.govCompany Profile

Filed

May 9, 8:00 PM ET

Accepted

May 10, 3:45 PM ET

Size

17.7 KB

Accession

0001179110-10-008213

Insider Transaction Report

Form 4
Period: 2010-05-10
HEARTLAND FINANCIAL USA INCHTLF
MILLER MELVIN E
Chief Investment Officer
Transactions
  • Sale

    Common Stock

    2010-05-10$18.75/sh−1,000$18,750→ 6,230 total(indirect: By IRA)
Holdings

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $18.60Exp: 2018-01-24→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: Retirement Fund)
    7,680

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
    1,500

  • Common Stock

    16,660

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $11.84Exp: 2013-01-21→ Common Stock (4,500 underlying)
    4,500

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $21.00Exp: 2015-02-10→ Common Stock (5,000 underlying)
    5,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
    1,500

  • Common Stock

    (indirect: HRT Retirement Plan)
    3,899

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.80Exp: 2012-01-15→ Common Stock (6,000 underlying)
    6,000
Footnotes (5)
  • [F1]Shares held jointly with reporting person's spouse.
  • [F2]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F3]Includes 2,305 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
  • [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F5]Includes 4,000 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001291362

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 3:45 PM ET
Size
17.7 KB
View on SEC.gov