4//SEC Filing
PARSKY GERALD L 4
Accession 0001179110-10-008462
CIK 0001287213other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 9:08 PM ET
Size
23.7 KB
Accession
0001179110-10-008462
Insider Transaction Report
Form 4
Transactions
- Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total
Transactions
- Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total
Aurora Advisors II LLC
10% Owner
Transactions
- Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total
AURORA CAPITAL PARTNERS II L P
10% Owner
Transactions
- Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total
Aurora Overseas Advisors II LDC
10% Owner
Transactions
- Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total - Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total
Mapes John T
10% Owner
Transactions
- Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total
PARSKY GERALD L
10% Owner
Transactions
- Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total - Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total
Aurora Equity Partners II LP
10% Owner
Transactions
- Sale
Common Stock
2010-05-10$10.49/sh−6,883$72,203→ 22,804 total - Sale
Series B Preferred Stock
2010-05-10$1000.00/sh−1$1,000→ 0 total - Sale
Common Stock
2010-05-10$10.49/sh−2,753$28,879→ 9,122 total - Sale
Common Stock
2010-05-10$10.49/sh−1,651,896$17,328,389→ 5,473,103 total
Footnotes (7)
- [F1]Consists of 1,630,256 shares sold by Aurora Equity Partners II L.P. ("AEPII") and 21,640 shares sold by Aurora Overseas Equity Partners II, L.P. ("AOEPII").
- [F2]Consists of 5,401,406 shares held by AEPII and 71,697 shares held by AOEPII.
- [F3]Aurora Capital Partners II LP ("ACPII") is the general partner of AEPII. Aurora Overseas Capital Partners II, LP ("AOCPII") is the general partner of AOEPII. Aurora Advisors II LLC ("AAII") is the general partner of ACPII. Aurora Overseas Advisors II, LDC ("AOAII") is the general partner of AOCPII. AEPII, AOEPII, ACPII, AOCPII, AAII, and AOAII are collectively referred to as the "Aurora Entities." In their capacities as direct or indirect general partners of AEPII and/or AOEPII, ACPII, AOCPII, AAII, and AOAII may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by AEPII and AOEPII. ACPII, AOCPII, AAII, and AOAII disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F4]Mssrs. Mapes and Parsky are controlling persons of the Aurora Entities. As such, they may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by the Aurora Entities. Mssrs. Mapes and Parsky disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F5]This share was sold by AEPII.
- [F6]These securities are owned solely by Mr. Parsky through a 401(k) account.
- [F7]These securities are owned solely by Mr. Mapes through a 401(k) account.
Documents
Issuer
DOUGLAS DYNAMICS, INC
CIK 0001287213
Entity typeother
Related Parties
1- filerCIK 0001256531
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 9:08 PM ET
- Size
- 23.7 KB