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4//SEC Filing

MILTNER CAROL 4

Accession 0001179110-10-008581

CIK 0001016470other

View on SEC.gov Company Profile

Filed

May 12, 8:00 PM ET

Accepted

May 13, 6:27 PM ET

Size

26.6 KB

Accession

0001179110-10-008581

Insider Transaction Report

Form 4

Period: 2010-05-11

SRS LABS INCSRSL

Director

Transactions

Exercise/Conversion
Common Stock
2010-05-11$5.15/sh+8,927$45,974→ 8,927 total
Sale
Common Stock
2010-05-11$9.50/sh−8,046$76,437→ 881 total
Exercise/Conversion
Common Stock
2010-05-12$5.15/sh+28,601$147,295→ 28,601 total
Sale
Common Stock
2010-05-12$9.50/sh−17,048$161,956→ 11,553 total
Exercise/Conversion
Stock Option
2010-05-11+8,927→ 21,073 total
Exercise: $5.15Exp: 2016-06-22→ Common Stock (8,927 underlying)
Exercise/Conversion
Stock Option
2010-05-13+5,597→ 0 total
Exercise: $5.15From: 2009-06-22Exp: 2016-06-22→ Common Stock (5,597 underlying)
Sale
Common Stock
2010-05-11$9.51/sh−781$7,427→ 100 total
Sale
Common Stock
2010-05-11$9.52/sh−100$952→ 0 total
Sale
Common Stock
2010-05-12$9.51/sh−200$1,901→ 11,353 total
Sale
Common Stock
2010-05-12$9.51/sh−11,353$107,967→ 0 total
Exercise/Conversion
Common Stock
2010-05-13$5.15/sh+5,597$28,825→ 5,597 total
Exercise/Conversion
Stock Option
2010-05-12+19,198→ 1,875 total
Exercise: $5.15Exp: 2016-06-22→ Common Stock (19,198 underlying)
Exercise/Conversion
Stock Option
2010-05-12+9,403→ 5,597 total
Exercise: $5.15From: 2009-06-22Exp: 2016-06-22→ Common Stock (9,403 underlying)
Sale
Common Stock
2010-05-13$9.50/sh−5,597$53,172→ 0 total

Holdings

Common Stock
5,000

Footnotes (4)

[F1]Options were exercised from two separate grants as follows: 19,198 shares were exercised from the 6/22/06 grant under the SRS Labs 2006 Stock Incentive Plan; and 9,403 shares were exercised under the 6/22/06 grant under the SRS Labs Amended and Restated 1996 Nonemployee Directors Stock Option Plan.
[F2]Granted under the SRS Labs' 2006 Stock Incentive Plan.
[F3]The option shares are exercisable as follows: 7,500 shares on 6/22/07; 1,875 shares on 9/22/07, 12/22/07, 3/22/08, 6/22/08, 9/22/08, 12/22/08, 3/22/09, 6/22/09, 9/22/09, 12/22/09, and 3/22/10.
[F4]Granted under the SRS Labs' Amended and Restated 1996 Nonemployee Directors Stock Option Plan.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

SRS LABS INC

CIK 0001016470

Entity typeother

IncorporatedWA

Related Parties

1

filerCIK 0001055200

Filing Metadata

Form type: 4
Filed: May 12, 8:00 PM ET
Accepted: May 13, 6:27 PM ET
Size: 26.6 KB

View on SEC.gov