Hansen John 4
4 · IMAGE ENTERTAINMENT INC · Filed Jul 19, 2010
Insider Transaction Report
Form 4
IMAGE ENTERTAINMENT INCDISK.PK
Hansen John
10% Owner
Transactions
- Sale
Series B Preferred Stock, $0.0001 par value
2010-04-14−1,959.015→ 16,799.388 total(indirect: By JH Partners Evergreen Fund, L.P.) - Sale
Series C Preferred Stock, $0.0001 par value
2010-04-14−17,515.552→ 150,024.51 total(indirect: By JH Partners Evergreen Fund, L.P.)→ Common Stock, $0.0001 par value (17,515,552 underlying) - Sale
Series C Preferred Stock, $0.0001 par value
2010-04-14−2,089.128→ 17,893.836 total(indirect: By JH Investment Partners III, L.P.)→ Common Stock, $0.0001 par value (2,089,128 underlying) - Sale
Series B Preferred Stock, $0.0001 par value
2010-04-14−233.657→ 2,001.324 total(indirect: By JH Investment Partners III, L.P.) - Sale
Series B Preferred Stock, $0.0001 par value
2010-04-14−107.328→ 919.288 total(indirect: By LLC) - Sale
Series B Preferred Stock, $0.0001 par value
2010-04-14−959.62→ 8,219.354 total(indirect: By LLC)→ Common Stock, $0.0001 par value (959,620 underlying)
Footnotes (5)
- [F1]The reporting person sold units each consisting of one share of Series B Cumulative Preferred Stock and 8.94 shares of Series C Junior Participating Preferred Stock at a price of $1,029.59 per unit.
- [F2]The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. However, any outstanding shares of Series C Junior Participating Preferred Stock will convert automatically to shares of Common Stock at such date that sufficient authorized but unissued Common Stock of the issuer exists to convert all such outstanding Series C Junior Participating Preferred Stock. Each share of Series C Junior Participating Preferred Stock is convertible into 1,000 shares of Common Stock.
- [F3]The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Partners Evergreen Fund, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- [F4]The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Investment Partners III, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- [F5]The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole manager of JH Investment Partners GP Fund III, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.