4//SEC Filing
George Zachary 4
Accession 0001179110-10-012192
CIK 0001016152other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 12:16 PM ET
Size
9.2 KB
Accession
0001179110-10-012192
Insider Transaction Report
Form 4
George Zachary
Director
Transactions
- Exercise/Conversion
Common stock
2010-08-02+11,956→ 22,551 total - Exercise/Conversion
Common stock equivalents
2010-08-02−11,956→ 0 totalFrom: 2010-08-02Exp: 2010-08-02→ Common stock (11,956 underlying)
Holdings
- 101,365(indirect: By LLC)
Common stock
Footnotes (2)
- [F1]Each common stock equivalent was the economic equivalent of one share of Issuer's common stock. The Company's Deferred Compensation Plan (the "Deferred Plan") was terminated on August 2, 2010, and all of the reporting person's common stock equivalents allocated to his deferred compensation account were settled in common stock. If the proposed merger with The GEO Group, Inc. does not occur within 30 days after the termination of the Deferred Plan, the termination and payouts in the form of common stock shall be null and void and the amounts distributed subject to repayment by the participants to the Deferred Plan, which shall be reinstated if the transaction does not occur.
- [F2]The securities beneficially owned by FrontFour Capital Group, LLC (the "Adviser") are held directly by FrontFour Master Fund, Ltd. (the "Master Fund") and Distressed Securities & Special Situations-1 a series of Underlying Funds Trust (collectively with the Master Fund, the "Funds") which are advised and sub-advised, respectively, by the Adviser. The Adviser is deemed to be the indirect beneficial owner of the securities reported herein by reason of its position as investment adviser and sub-adviser of the Funds and may be deemed to be the indirect beneficial owner of such securities. Both the reporting person and the Adviser disclaim beneficial ownership of all such securities in excess of their actual pecuniary interest, if any.
Documents
Issuer
CORNELL COMPANIES INC
CIK 0001016152
Entity typeother
Related Parties
1- filerCIK 0001333602
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 12:16 PM ET
- Size
- 9.2 KB