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4//SEC Filing

George Zachary 4

Accession 0001179110-10-012567

CIK 0001016152other

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 9:02 AM ET

Size

10.1 KB

Accession

0001179110-10-012567

Insider Transaction Report

Form 4
Period: 2010-08-12
Transactions
  • Disposition to Issuer

    Common stock

    2010-08-1222,5510 total
  • Disposition to Issuer

    Stock option (right to buy)

    2010-08-121,2500 total
    Exercise: $23.08Exp: 2020-01-04Common stock (1,250 underlying)
  • Disposition to Issuer

    Common stock

    2010-08-12101,3650 total(indirect: By LLC)
Footnotes (3)
  • [F1]Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of April 18, 2010, as amended, by and among The GEO Group, Inc. ("GEO"), GEO Acquisition III, Inc., and Cornell Companies, Inc. (the "Merger Agreement"), in exchange for the right to receive at each stockholder's election and subject to certain limitations, either: (i) 1.3 shares of common stock of GEO, (ii) the right to receive cash consideration equal to $28.054, or (iii) a combination of cash and stock. If a Cornell stockholder failed to make an election or was not entitled to make an election, the holder received the stock consideration.
  • [F2]The securities beneficially owned by FrontFour Capital Group, LLC (the "Adviser") are held directly by FrontFour Master Fund, Ltd. (the "Master Fund") and Distressed Securities & Special Situations-1 a series of Underlying Funds Trust (collectively with the Master Fund, the "Funds") which are advised and sub-advised, respectively, by the Adviser. The Adviser is deemed to be the indirect beneficial owner of the securities reported herein by reason of its position as investment adviser and sub-adviser of the Funds and may be deemed to be the indirect beneficial owner of such securities. Both the reporting person and the Adviser disclaim beneficial ownership of all such securities in excess of their actual pecuniary interest, if any.
  • [F3]This option, which was fully vested, was assumed by GEO in the Merger and replaced with an option to purchase 1,625 shares of GEO common stock for $17.76 per share.

Issuer

CORNELL COMPANIES INC

CIK 0001016152

Entity typeother

Related Parties

1
  • filerCIK 0001333602

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 9:02 AM ET
Size
10.1 KB