4//SEC Filing
LEITNER LARRY 4
Accession 0001179110-10-013557
CIK 0001058828other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 11:14 AM ET
Size
28.2 KB
Accession
0001179110-10-013557
Insider Transaction Report
Form 4
LEITNER LARRY
Director
Transactions
- Exercise Out-of-Money
Series A Preferred Stock Warrant
2010-09-02−6,400→ 3,840 totalExercise: $1.68Exp: 2011-09-30→ Series A Preferred Stock (6,400 underlying) - Exercise Out-of-Money
Common Stock Warrant
2010-09-02−101,772→ 61,075 totalExercise: $0.14Exp: 2011-09-30→ Common Stock (101,772 underlying) - Award
Series A Preferred Stock Warrant
2010-05-12+10,240→ 10,240 totalExercise: $1.68Exp: 2011-09-30→ Series A Preferred Stock (10,240 underlying) - Exercise Out-of-Money
Series A Preferred Stock
2010-09-02$1.68/sh+6,400$10,752→ 32,000 totalExercise: $1.68→ Common Stock (384,000 underlying) - Disposition to Issuer
Common Stock Warrant
2010-05-12−162,847→ 0 totalExercise: $0.22From: 2003-08-28Exp: 2010-09-30→ Common Stock (162,847 underlying) - Exercise Out-of-Money
Common Stock
2010-09-02$0.14/sh+101,772$14,248→ 1,419,265 total - Award
Common Stock Warrant
2010-05-12+162,847→ 162,847 totalExercise: $0.14Exp: 2011-09-30→ Common Stock (162,847 underlying) - Disposition to Issuer
Series A Preferred Stock Warrant
2010-05-12−10,240→ 0 totalExercise: $2.64From: 2003-08-28Exp: 2010-09-30→ Series A Preferred Stock (10,240 underlying)
Holdings
- 225,000
Stock Options
Exercise: $0.11Exp: 2019-12-16→ Common Stock (225,000 underlying) - 17,920
Series A Preferred Stock Warrant
Exercise: $3.60From: 2003-08-28Exp: 2010-09-30→ Series A Preferred Stock (17,920 underlying) - 25,600
Series A Preferred Stock
Exercise: $2.04→ Common Stock (307,200 underlying) - 284,982
Common Stock Warrant
Exercise: $0.30From: 2003-08-28Exp: 2010-09-30→ Common Stock (284,982 underlying) - 300,000
Options
Exercise: $0.20Exp: 2013-12-17→ Common Stock (300,000 underlying) - 450,000
Stock Options
Exercise: $0.16Exp: 2016-11-27→ Common Stock (450,000 underlying) - 10,240
Series A Preferred Stock
Exercise: $2.64→ Common Stock (122,880 underlying)
Footnotes (6)
- [F1]Right to buy.
- [F2]Immediately exercisable.
- [F3]No expiration date.
- [F4]150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
- [F5]56,250 shares vest on each of 3/17/2010, 6/17/2010, 9/17/2010 and 12/17/2010.
- [F6]This transaction involved the amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" wrrant and the issuance of a replacement warrant.
Documents
Issuer
HYPERTENSION DIAGNOSTICS INC /MN
CIK 0001058828
Entity typeother
Related Parties
1- filerCIK 0001261300
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 11:14 AM ET
- Size
- 28.2 KB