Home/Filings/4/0001179110-10-013592
4//SEC Filing

KANG JOHN H 4

Accession 0001179110-10-013592

CIK 0001141240other

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 6:32 PM ET

Size

9.9 KB

Accession

0001179110-10-013592

Insider Transaction Report

Form 4
Period: 2009-11-01
Transactions
  • Purchase

    Series A-1 Preferred Stock

    2010-01-05$5.00/sh1,000$5,00019,000 total
    Exercise: $0.10Common Stock (50,000 underlying)
  • Purchase

    Warrants (right to buy)

    2009-11-01$0.50/sh+500,000$250,000500,000 total
    Exercise: $0.50From: 2009-11-01Exp: 2014-10-30Common Stock (500,000 underlying)
  • Purchase

    Series A-1 Preferred Stock

    2009-11-01$5.00/sh+20,000$100,00020,000 total
    Exercise: $0.10Common Stock (1,000,000 underlying)
Footnotes (1)
  • [F1]Each share of the Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preference and Righst for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.

Issuer

LIQUIDMETAL TECHNOLOGIES INC

CIK 0001141240

Entity typeother

Related Parties

1
  • filerCIK 0001040095

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 6:32 PM ET
Size
9.9 KB