4//SEC Filing
BAGLEY RICHARD E 4
Accession 0001179110-10-014215
CIK 0001107421other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 12:24 PM ET
Size
19.7 KB
Accession
0001179110-10-014215
Insider Transaction Report
Form 4
BAGLEY RICHARD E
DirectorPresident, COO & Treasurer
Transactions
- Tax Payment
Common Stock, $.001 par value
2010-09-23$3.95/sh−47,450$187,428→ 161,675 total
Holdings
- 50,000
Stock Option (right to buy)
Exercise: $2.85Exp: 2019-12-31→ Common Stock (50,000 underlying) - 75,000
Stock Option (right to buy)
Exercise: $2.73Exp: 2017-12-12→ Common Stock (75,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $6.49Exp: 2016-12-13→ Common Stock (20,000 underlying) - 60,000
Stock Option (right to buy)
Exercise: $2.14Exp: 2018-06-25→ Common Stock (60,000 underlying) - 54,873
Stock Option (right to buy)
Exercise: $5.01From: 2006-04-26Exp: 2016-04-26→ Common Stock (54,873 underlying) - 27,417
Stock Option (right to buy)
Exercise: $4.31Exp: 2015-09-13→ Common Stock (27,417 underlying) - 40,000
Stock Option (right to buy)
Exercise: $5.01Exp: 2016-04-26→ Common Stock (40,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $4.85Exp: 2017-06-18→ Common Stock (25,000 underlying) - 100,000
Stock Option (right to buy)
Exercise: $0.70Exp: 2019-05-13→ Common Stock (100,000 underlying) - 150,668
Stock Option (right to buy)
Exercise: $1.70Exp: 2014-07-01→ Common Stock (150,668 underlying) - 63,197
Stock Option (right to buy)
Exercise: $4.31Exp: 2015-06-08→ Common Stock (63,197 underlying)
Footnotes (11)
- [F1]50,223 shares vest on each of 7/1/05 and 7/1/06; 50,222 shares vest on 7/1/07.
- [F10]Disposition represents shares forfeited to satisfy withholding tax obligations upon the vesting of a restricted stock grant.
- [F11]16,667 shares vest on each of 12/31/2010 and 12/31/2011 and 16,666 shares vest on 12/31/2012.
- [F2]21,066 shares vest on each of 7/1/05 and 7/1/06; 21,065 shares vest on 7/1/07.
- [F3]9,139 shares vest on each of 9/13/05, 7/1/06 and 7/1/07.
- [F4]20,000 shares vest immediately; the remainder vest on 12/14/06.
- [F5]6,667 shares vest on each of 12/13/07 and 12/13/08; 6,666 shares vest on 12/13/09.
- [F6]8,334 shares vest on 6/18/08; 8,333 shares vest on each of 6/18/09 and 6/18/10.
- [F7]25,000 shares vest on each of 12/12/08, 12/12/09 and 12/12/10.
- [F8]20,000 shares vest on each of 6/25/2009, 6/25/2010 and 6/25/2011.
- [F9]25,000 shares vest immediately; 25,000 shares vest on each of 8/13/2009, 11/13/2009 and 2/13/2010.
Documents
Issuer
ZIOPHARM ONCOLOGY INC
CIK 0001107421
Entity typeother
Related Parties
1- filerCIK 0001338559
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 12:24 PM ET
- Size
- 19.7 KB