4/A//SEC Filing
KANG JOHN H 4/A
Accession 0001179110-10-014385
CIK 0001141240other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 12:43 PM ET
Size
10.5 KB
Accession
0001179110-10-014385
Insider Transaction Report
Form 4/AAmended
KANG JOHN H
Other
Transactions
- Purchase
Series A-1 Preferred Stock
2009-11-01$5.00/sh+20,000$100,000→ 20,000 totalExercise: $0.10→ Common Stock (1,000,000 underlying) - Purchase
Warrant (right to buy)
2009-11-01$0.49/sh+510,205$250,000→ 510,205 totalExercise: $0.49From: 2009-11-01Exp: 2014-10-30→ Common Stock (510,205 underlying) - Purchase
Series A-1 Preferred Stock
2010-01-05$5.00/sh−1,000$5,000→ 19,000 totalExercise: $0.10→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Original Form 3 filed on 9/8/10 included a miscalculation in Table 5, Table 7 and Table 9, which should reflect Reporting Person owning 510,205 shares, as correctly reported in this filing.
- [F2]Prior Form 3 filed on 9/8/10, was mistakenly filed using incorrect price. The correct price is $0.49
- [F3]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preferences and rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001040095
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 12:43 PM ET
- Size
- 10.5 KB