Home/Filings/4/A/0001179110-10-015609
4/A//SEC Filing

Smith Dennis M Jr 4/A

Accession 0001179110-10-015609

CIK 0001038223other

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 5:10 PM ET

Size

9.1 KB

Accession

0001179110-10-015609

Insider Transaction Report

Form 4/AAmended
Period: 2008-05-30
Transactions
  • Purchase

    Clarient common stock

    2008-05-30$2.02/sh+25,000$50,600355,000 total
  • Purchase

    Clarient common stock

    2008-12-16$3.22/sh+10,000$32,200345,000 total
  • Award

    Clarient common stock

    2010-06-08+10,000349,400 total
Footnotes (3)
  • [F1]The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.02 to 2.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges referenced.
  • [F2]Award represents restricted stock, to vest as follows: 10,000 shares to cliff vest on June 30, 2011.
  • [F3]This amendment amends each of the Form 4s filed by the reporting person from and including June 5, 2008 to correct the amount of securities beneficially owned, as reported in Table I, Box 5. This amendment is being filed to report the purchase of 35,000 shares on 5/30/2008 and 12/16/2008, as reflected in Table I. Form 4s filed by the reporting person from June 5, 2008 until June 8, 2010 underreported the total amount of securities held by the reporting person by 35,000 shares. Additionally, due to a mathematical error, the amount of securities in Table I, Box 5 for the Form 4 filed on 3/15/2010 (as well as subsequent filings) underreported the total securities held by the reporting person by 4,400 shares.

Documents

1 file

Issuer

CLARIENT, INC

CIK 0001038223

Entity typeother

Related Parties

1
  • filerCIK 0001369200

Filing Metadata

Form type
4/A
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 5:10 PM ET
Size
9.1 KB