SLATTERY FRANK P JR 4/A

4/A · CLARIENT, INC · Filed Nov 4, 2010

Form 4/AAmended

Period: 2007-05-07

Director

Transactions

Purchase
Clarient common stock
2007-05-07$1.98/sh+7,500$14,850→ 316,859 total
Award
Clarient common stock
2010-06-08+10,000→ 361,859 total
Exercise/Conversion
Clarient common stock options (right to buy)
2010-05-07−35,000→ 90,000 total
Exercise: $2.85Exp: 2010-06-11→ Clarient common stock (35,000 underlying)
Exercise/Conversion
Clarient common stock
2010-05-07$1.57/sh+35,000$54,950→ 351,859 total
Award
Clarient common stock options (right to buy)
2010-06-08$2.81/sh+15,000$42,150→ 105,000 total
Exercise: $2.81Exp: 2020-06-08→ Clarient common stock options (right to buy) (15,000 underlying)

Footnotes (5)

[F1]25% of options vest on June 30, 2010, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 2010).
[F2]25% of options vest on June 11, 2003, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 20003).
[F3]This amendment is being filed to correct the number of derivative securities reported in Box 9. The Form 4 filed on June 9, 2010 inadvertently included 35,000 shares underlying the option, which were previously exercised on May 7, 2010.
[F4]10,000 restricted stock awards cliff vest on June 30, 2011.
[F5]This amendment amends each of the Form 4s filed by the reporting person from and including May 7, 2007 to correct the amount of securities beneficially owned, as reported in Table I, Box 5. This amendment is being filed to report the purchase of 7,500 shares on 5/7/2007, as reflected in Table I, as well as the exercise of 35,000 options on 5/7/2010. Form 4s filed by the reporting person from March 12, 2010 until June 8, 2010 underreported the total amount of securities held by the reporting person by 42,500 shares. Additionally, due to a mathematical error, the amount of securities in Table I, Box 5 for the Form 4 filed on 3/15/2010 (as well as subsequent filings) underreported the total securities held by the reporting person by 14,500 shares.

Documents

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