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SLATTERY FRANK P JR 4/A

Accession 0001179110-10-015614

CIK 0001038223other
View on SEC.govCompany Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 5:11 PM ET

Size

13.4 KB

Accession

0001179110-10-015614

Insider Transaction Report

Form 4/AAmended
Period: 2007-05-07
CLARIENT, INCCLRT
SLATTERY FRANK P JR
Director
Transactions
  • Purchase

    Clarient common stock

    2007-05-07$1.98/sh+7,500$14,850→ 316,859 total
  • Award

    Clarient common stock

    2010-06-08+10,000→ 361,859 total
  • Exercise/Conversion

    Clarient common stock options (right to buy)

    2010-05-07−35,000→ 90,000 total
    Exercise: $2.85Exp: 2010-06-11→ Clarient common stock (35,000 underlying)
  • Exercise/Conversion

    Clarient common stock

    2010-05-07$1.57/sh+35,000$54,950→ 351,859 total
  • Award

    Clarient common stock options (right to buy)

    2010-06-08$2.81/sh+15,000$42,150→ 105,000 total
    Exercise: $2.81Exp: 2020-06-08→ Clarient common stock options (right to buy) (15,000 underlying)
Footnotes (5)
  • [F1]25% of options vest on June 30, 2010, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 2010).
  • [F2]25% of options vest on June 11, 2003, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 20003).
  • [F3]This amendment is being filed to correct the number of derivative securities reported in Box 9. The Form 4 filed on June 9, 2010 inadvertently included 35,000 shares underlying the option, which were previously exercised on May 7, 2010.
  • [F4]10,000 restricted stock awards cliff vest on June 30, 2011.
  • [F5]This amendment amends each of the Form 4s filed by the reporting person from and including May 7, 2007 to correct the amount of securities beneficially owned, as reported in Table I, Box 5. This amendment is being filed to report the purchase of 7,500 shares on 5/7/2007, as reflected in Table I, as well as the exercise of 35,000 options on 5/7/2010. Form 4s filed by the reporting person from March 12, 2010 until June 8, 2010 underreported the total amount of securities held by the reporting person by 42,500 shares. Additionally, due to a mathematical error, the amount of securities in Table I, Box 5 for the Form 4 filed on 3/15/2010 (as well as subsequent filings) underreported the total securities held by the reporting person by 14,500 shares.

Documents

1 file

Issuer

CLARIENT, INC

CIK 0001038223

→
Entity typeother

Related Parties

1
  • filerCIK 0001240626

Filing Metadata

Form type
4/A
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 5:11 PM ET
Size
13.4 KB
View on SEC.gov