4/A//SEC Filing
Bernardi Edgar 4/A
Accession 0001179110-10-015670
CIK 0001045942other
Filed
Nov 4, 8:00 PM ET
Accepted
Nov 5, 2:16 PM ET
Size
9.3 KB
Accession
0001179110-10-015670
Insider Transaction Report
Form 4/AAmended
Bernardi Edgar
Director
Transactions
- Purchase
Series D Convertible Preferred Stock
2010-11-03$12500.00/sh+25$312,500→ 200 total(indirect: Note 2)Exercise: $0.00→ Common Stock (150,000 underlying) - Purchase
Series D Convertible Preferred Stock
2010-10-19$87500.00/sh+175$15,312,500→ 175 total(indirect: Note 3)Exercise: $0.00→ Common Stock (1,050,000 underlying)
Footnotes (4)
- [F1]The Series D Convertible Preferred Stock converts into common stock of SecureAlert, Inc., at a ratio of one share of Series D Preferred into 6,000 shares of common stock. The Series D Preferred Stock is convertible beginning on April 13, 2010, and there is no expiration date.
- [F2]The transaction reported involved the conversion of $12,500 in incurred and unpaid expenses owed to Dr. Bernardi into 25 shares of SecureAlert, Inc., Series D Convertible Preferred Stock. The shares were issued in the name of Kerstin Bernardi, Dr. Bernardi's spouse.
- [F3]The 175 shares of Series D Convertible Preferred Stock are convertible into 1,050,000 shares of common stock of SecureAlert, Inc. The shares of Series D Convertible Preferred Stock were issued in the name of Kerstin Bernardi, Dr. Bernardi's spouse.
- [F4]The 25 shares of Series D Convertible Preferred Stock are convertible into 150,000 shares of common stock of SecureAlert, Inc.
Documents
Issuer
SecureAlert, Inc.
CIK 0001045942
Entity typeother
Related Parties
1- filerCIK 0001482890
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 4, 8:00 PM ET
- Accepted
- Nov 5, 2:16 PM ET
- Size
- 9.3 KB