1st Century Bancshares, Inc. 4
4 · 1st Century Bancshares, Inc. · Filed Nov 19, 2010
Insider Transaction Report
Form 4
WOLFF LEWIS
Director
Transactions
- Award
Common Stock
2010-11-18+4,762→ 68,928 total
Holdings
- 50,000(indirect: By Spouse)
Common Stock
- 52,800
Employee Stock Option (right to buy)
Exercise: $5.00From: 2005-10-20Exp: 2014-02-24→ Common Stock (52,800 underlying)
Footnotes (3)
- [F1]All 4,762 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the issuer's Form S-8 filed with the SEC on December 21, 2007.
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
- [F3]Certain of these options are subject to restrictions on resale, which restrictions lapse over time pursuant to a schedule set forth in the form of stock option grant that was previously filed as Exhibit 4.4 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.