Home/Filings/4/0001179110-10-016805

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RHO MANAGEMENT VENTURES IV LLC 4

Accession 0001179110-10-016805

CIK 0001411158other

View on SEC.gov Company Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 12:01 PM ET

Size

39.2 KB

Accession

0001179110-10-016805

Insider Transaction Report

Form 4

Period: 2010-11-30

Anacor Pharmaceuticals IncANAC

RHO VENTURES IV QP LP

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)

RHO VENTURES IV LP

10% Owner

Transactions

Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)

RHO VENTURES IV GMBH & CO BETEILIGUNGS KG

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)

RHO MANAGEMENT TRUST I

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)

RHO CAPITAL PARTNERS VERWALTUNGS GMBH

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)

RHO MANAGEMENT VENTURES IV LLC

10% Owner

Transactions

Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)

RHO CAPITAL PARTNERS INC

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)

KAIROUZ HABIB

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)

RUCH JOSHUA

10% Owner

Transactions

Conversion
Common Stock
2010-11-30+527,469→ 1,034,867 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2010-11-30−507,398→ 0 total(indirect: See Footnote)
→ Common Stock (507,398 underlying)
Conversion
Series C Preferred Stock
2010-11-30−1,752,807→ 0 total(indirect: See Footnote)
→ Common Stock (1,752,807 underlying)
Conversion
Common Stock
2010-11-30+507,398→ 507,398 total(indirect: See Footnote)
Conversion
Common Stock
2010-11-30+221,235→ 3,221,423 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2010-11-30−400,720→ 0 total(indirect: See Footnote)
→ Common Stock (527,469 underlying)
Conversion
Series E Preferred Stock
2010-11-30−221,235→ 0 total(indirect: See Footnote)
→ Common Stock (221,235 underlying)
Conversion
Common Stock
2010-11-30+1,752,807→ 2,787,674 total(indirect: See Footnote)
Purchase
Common Stock
2010-11-30$5.00/sh+2,400,000$12,000,000→ 5,621,423 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2010-11-30−212,514→ 0 total(indirect: See Footnote)
→ Common Stock (212,514 underlying)
Conversion
Common Stock
2010-11-30+212,514→ 3,000,188 total(indirect: See Footnote)

Footnotes (8)

[F1]Reflects the automatic conversion of each share of Preferred Stock into 1 share of Common Stock (other than the Series B Preferred Stock, which converted on a 1 to 1.316 basis) upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.
[F2]Consists of 63,531 shares held by Rho Ventures IV, L.P. ("RV IV"), 155,873 shares held by Rho Ventures IV GmbH & Co. Beteilgungs KG ("RV KG"), 149,569 shares held by Rho Ventures IV (QP), L.P. ("RV QP"), and 138,425 shares held by Rho Management Trust I ("RMT I").
[F3]Consists of 66,044 shares held by RV IV, 162,038 shares held by RV KG, 155,486 shares held by RV QP, and 143,901 shares held by RMT I.
[F4]Consists of 219,469 shares held by RV IV, 538,462 shares held by RV KG, 516,687 shares held by RV QP, and 478,189 shares held by RMT I.
[F5]Consists of 26,609 shares held by RV IV, 65,284 shares held by RV KG, 62,644 shares held by RV QP, and 57,977 shares held by RMT I.
[F6]Consists of 27,701 shares held by RV IV, 67,963 shares held by RV KG, 65,215 shares held by RV QP, and 60,356 shares held by RMT I.
[F7]Consists of 300,505 shares held by RV IV, 737,280 shares held by RV KG, 707,463 shares held by RV QP, and 654,752 shares held by RMT I.
[F8]Rho Management Ventures IV, L.L.C. ("RMV") is the general partner of RV IV and RV QP, Rho Capital Partners Verwaltungs GmbH ("RCP GmbH") is the general partner of RV KG, and Rho Capital Partners, Inc. ("RCP") is the investment advisor to RMT I. Each of RMV, RCP GmbH and RCP disclaims beneficial ownership of the reportable securities and this report shall not be deemed an admission that such filer is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. Habib Kairouz and Joshua Ruch are managing members of RMV, managing directors of RCP GmbH and managing partners of RCP. Each of Habib Kairouz and Joshua Ruch disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities, except to the extent of his pecuniary interest therein.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

Anacor Pharmaceuticals Inc

CIK 0001411158

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001269064

Filing Metadata

Form type: 4
Filed: Dec 1, 7:00 PM ET
Accepted: Dec 2, 12:01 PM ET
Size: 39.2 KB

View on SEC.gov