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4//SEC Filing

COHN JAY N MD 4

Accession 0001179110-10-017968

CIK 0001058828other
View on SEC.govCompany Profile

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 4:15 PM ET

Size

20.8 KB

Accession

0001179110-10-017968

Insider Transaction Report

Form 4
Period: 2010-12-16
HYPERTENSION DIAGNOSTICS INC /MNHDII
COHN JAY N MD
Director
Transactions
  • Award

    Stock Options

    2010-12-16+225,000→ 225,000 total
    Exercise: $0.10Exp: 2020-12-16→ Common Stock (225,000 underlying)
Holdings

  • Options

    Exercise: $0.43From: 2002-12-10Exp: 2012-12-09→ Common Stock (3,000 underlying)
    3,000

  • Series A Preferred Stock

    Exercise: $2.04→ Common Stock (345,600 underlying)
    28,800

  • Series A Preferred Stock

    Exercise: $2.64→ Common Stock (19,548 underlying)
    1,629

  • Series A Preferred Stock Warrant

    Exercise: $3.60From: 2003-08-28Exp: 2011-09-30→ Series A Preferred Stock (26,880 underlying)
    26,880

  • Common Stock

    1,186,264

  • Options

    Exercise: $0.15From: 2004-11-01Exp: 2014-10-31→ Common Stock (72,000 underlying)
    72,000

  • Series A Preferred Stock

    Exercise: $1.68→ Common Stock (460,800 underlying)
    38,400

  • Common Stock

    (indirect: By Spouse)
    12,500

  • Common Stock Warrant

    Exercise: $0.30From: 2003-08-28Exp: 2011-09-30→ Common Stock (427,474 underlying)
    427,474

  • Options

    Exercise: $4.02From: 2001-12-10Exp: 2011-12-09→ Common Stock (3,000 underlying)
    3,000

  • Options

    Exercise: $0.20From: 2003-12-18Exp: 2013-12-17→ Common Stock (300,000 underlying)
    300,000

  • Stock Options

    Exercise: $0.16Exp: 2016-11-27→ Common Stock (480,000 underlying)
    480,000

  • Stock Options

    Exercise: $0.11Exp: 2019-12-16→ Common Stock (225,000 underlying)
    225,000
Footnotes (6)
  • [F1]Right to buy.
  • [F2]Immediately exercisable.
  • [F3]No expiration date.
  • [F4]100,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
  • [F5]56,250 shares vest on each of 3/17/2010, 6/17/2010, 9/17/2010 and 12/17/2010.
  • [F6]56,250 shares vest on each of 3/31/2011, 6/30/2011, 9/30/2011 and 12/31/2011.

Documents

1 file

Issuer

HYPERTENSION DIAGNOSTICS INC /MN

CIK 0001058828

→
Entity typeother

Related Parties

1
  • filerCIK 0001096058

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:15 PM ET
Size
20.8 KB
View on SEC.gov