4//SEC Filing
Carroll John R 4
Accession 0001179110-10-018029
CIK 0001495925other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 1:21 PM ET
Size
11.6 KB
Accession
0001179110-10-018029
Insider Transaction Report
Form 4
Carroll John R
Director
Transactions
- Conversion
Common Stock
2010-12-22+13,987,447→ 13,987,447 total(indirect: See remarks.) - Conversion
Class A Common Stock, par value $0.01 per share
2010-12-22−2,664,275→ 0 total(indirect: See remarks.)→ Common Stock (13,987,447 underlying) - Sale
Common Stock
2010-12-22$10.23/sh−1,548,675$15,842,945→ 12,438,772 total(indirect: See remarks.)
Footnotes (4)
- [F1]Represents shares sold by the following Entities: 894,669 sold by Summit Partners Private Equity Fund VII-A, L.P., 537,352 sold by Summit Partners Private Equity Fund VII-B, L.P., 73,670 sold by Summit Subordinated Debt Fund III-A, L.P., 38,377 sold by Summit Subordinated Debt Fund III-B, L.P., 4,607 shares sold by Summit Investors VI, L.P.
- [F2]Represents shares held by the following Entities: 7,185,781 in the name of Summit Partners Private Equity Fund VII-A, L.P.; 4,315,949 in the name of Summit Partners Private Equity Fund VII-B, L.P.; 591,713 in the name of Summit Subordinated Debt Fund III-A, L.P.; 308,237 in the name of Summit Subordinated Debt Fund III-B, L.P.; 37,002 in the name of Summit Investors VI, L.P.
- [F3]Represents shares acquired by the Entities upon conversion of the Class A Common Stock: 8,080,540 in the name of Summit Partners Private Equity Fund VII-A, L.P., 4,853,301 in the name of Summit Partners Private Equity Fund VII-B, L.P., 665,383 in the name of Summit Subordinated Debt Fund III-A, L.P., 346,614 in the name of Summit Subordinated Debt Fund III-B, L.P., and 41,609 in the name of Summit Investors VI, L.P.
- [F4]The Class A Common Stock converted into Common Stock of Fortegra Financial Corporation on a 1 for 5.25 basis and had no expiration date.
Documents
Issuer
Fortegra Financial Corp
CIK 0001495925
Entity typeother
Related Parties
1- filerCIK 0001316158
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 1:21 PM ET
- Size
- 11.6 KB