4//SEC Filing
Makula David 4
Accession 0001179110-10-018134
CIK 0001171759other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 6:24 PM ET
Size
14.4 KB
Accession
0001179110-10-018134
Insider Transaction Report
Form 4
Oak Street Capital Management, LLC
10% Owner
Transactions
- Purchase
Common Stock
2010-12-21$21.81/sh+25,000$545,130→ 922,966 total(indirect: See Notes 1, 2 and 3.)
Holdings
- 450,000(indirect: See Notes 1, 3, 4 and 6.)
Call Option (Right to Buy)
Exercise: $20.00From: 2010-10-11Exp: 2011-03-19→ Common Stock (450,000 underlying)
Oak Street Capital Master Fund, Ltd.
10% Owner
Transactions
- Purchase
Common Stock
2010-12-21$21.81/sh+25,000$545,130→ 922,966 total(indirect: See Notes 1, 2 and 3.)
Holdings
- 450,000(indirect: See Notes 1, 3, 4 and 6.)
Call Option (Right to Buy)
Exercise: $20.00From: 2010-10-11Exp: 2011-03-19→ Common Stock (450,000 underlying)
Oak Street Capital SPV 1 LP
10% Owner
Transactions
- Purchase
Common Stock
2010-12-21$21.81/sh+25,000$545,130→ 922,966 total(indirect: See Notes 1, 2 and 3.)
Holdings
- 450,000(indirect: See Notes 1, 3, 4 and 6.)
Call Option (Right to Buy)
Exercise: $20.00From: 2010-10-11Exp: 2011-03-19→ Common Stock (450,000 underlying)
Makula David
10% Owner
Transactions
- Purchase
Common Stock
2010-12-21$21.81/sh+25,000$545,130→ 922,966 total(indirect: See Notes 1, 2 and 3.)
Holdings
- 450,000(indirect: See Notes 1, 3, 4 and 6.)
Call Option (Right to Buy)
Exercise: $20.00From: 2010-10-11Exp: 2011-03-19→ Common Stock (450,000 underlying)
Footnotes (5)
- [F1]Oak Street Capital Management, LLC ("Capital Management") is the general partner of Oak Street Capital SPV 1 LP ("SPV Fund") and the sole investment manager of Oak Street Capital Master Fund, Ltd. ("Master Fund"). The principal business of Capital Management is serving as the investment manager of the SPV Fund, the Master Fund and various managed accounts (the "Oak Street Accounts"). Mr. Makula is the sole manager and sole member of Capital Management. Capital Management, the SPV Fund, the Master Fund and Mr. Makula shall be referred to herein as the "Reporting Persons."
- [F2]As of December 21, 2010, Capital Management has an indirect pecuniary interest in 922,966 shares of common stock of the issuer ("Shares"), which consists of (i) 494,424 Shares directly held by the SPV Fund; (ii) 411,334 Shares directly held by the Master Fund and (iii) 17,208 Shares directly held by other Oak Street Accounts. Mr. Makula has an indirect pecuniary interest in the 922,966 Shares in which Capital Management has an indirect pecuniary interest.
- [F3]The Reporting Persons filed a Schedule 13D with the Securities Exchange Commission on December 10, 2010 acknowledging that they may be deemed to be members of a group that collectively beneficially owns more than 10% of the outstanding Shares of the issuer pursuant to Section 13(d)(3) of the Exchange Act (the "Exchange Act") and Rule 13d-5(b)(1) thereunder. Accordingly, the Reporting Persons have filed this report pursuant to Exchange Act Rule 16a-1(a)(1). Each Reporting Person declares that neither the filing of this report nor anything herein shall be construed as an admission that such Reporting Person is, for the purposes of Sections 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Each Reporting Person disclaims ownership of any securities held by the members of such group, including without limitation the other Reporting Persons, except to the extent of his or its pecuniary interest therein.
- [F4]The reported securities are directly held by the Master Fund.
- [F5]Capital Management has an indirect pecuniary interest in the reported securities. Mr. Makula, as sole manager and sole member of Capital Management, has an indirect pecuniary interest in the reported securities.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001508046
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 6:24 PM ET
- Size
- 14.4 KB