RUBINO MIKE 4/A
4/A · A123 SYSTEMS, INC. · Filed Jan 11, 2011
Insider Transaction Report
Form 4/AAmended
RUBINO MIKE
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2011-01-07$0.21/sh+4,000$840→ 23,783 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-01-07−4,000→ 81,000 totalExercise: $0.21From: 2005-07-26Exp: 2014-08-26→ Common Stock (4,000 underlying) - Sale
Common Stock
2011-01-07$9.58/sh−4,000$38,337→ 19,783 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]25% of the shares subject to the option vest on this date, and 6.25% of the shares subject to the option vest quarterly thereafter until the option is fully vested.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.