APPLIED SIGNAL TECHNOLOGY INC·4

Feb 2, 8:00 PM ET

TREICHLER JOHN R 4

4 · APPLIED SIGNAL TECHNOLOGY INC · Filed Feb 2, 2011

Insider Transaction Report

Form 4
Period: 2011-01-31
Transactions
  • Disposition to Issuer

    Common Stock

    2011-01-31$38.00/sh32,000$1,216,0000 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-312,9510 total
    Exercise: $26.10Exp: 2014-03-11Common (2,951 underlying)
  • Disposition from Tender

    Common Stock

    2011-01-31$38.00/sh239,159$9,088,0420 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-3112,0490 total
    Exercise: $26.10Exp: 2014-03-11Common (12,049 underlying)
  • Disposition from Tender

    Common Stock

    2011-01-31$38.00/sh25,000$950,0000 total(indirect: By Trust)
  • Disposition from Tender

    Common Stock

    2011-01-31$38.00/sh12,735$483,9300 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-316,8460 total
    Exercise: $32.19Exp: 2013-01-10Common (6,846 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-318,1540 total
    Exercise: $32.19Exp: 2013-01-10Common (8,154 underlying)
Footnotes (5)
  • [F1]This option was cancelled as a result of the completion of the tender offer that expired on January 28, 2011 in exchange for a cash payment of $143,383.10, representing the difference between the exercise price of the option and the offer price ($38.00 per share) pursuant to the Agreement and Plan of Merger, dated December 18, 2010, between the issuer, Raytheon Company and RN Acquisition Company.
  • [F2]This option was cancelled as a result of the completion of the tender offer that expired on January 28, 2011 in exchange for a cash payment of $39,775.26, representing the difference between the exercise price of the option and the offer price ($38.00 per share) pursuant to the Agreement and Plan of Merger, dated December 18, 2010, between the issuer, Raytheon Company and RN Acquisition Company.
  • [F3]This option was cancelled as a result of the completion of the tender offer that expired on January 28, 2011 in exchange for a cash payment of $35,116.90, representing the difference between the exercise price of the option and the offer price ($38.00 per share) pursuant to the Agreement and Plan of Merger, dated December 18, 2010, between the issuer, Raytheon Company and RN Acquisition Company.
  • [F4]This option was cancelled as a result of the tender offer that expired on January 28, 2011 in exchange for a cash payment of $47,374.74, representing the difference between the exercise price of the option and the offer price ($38.00 per share) pursuant to the Agreement and Plan of Merger, dated December 18, 2010, between the issuer, Raytheon Company and RN Acquisition Company.
  • [F5]Represented shares of common stock subject to vesting (each, a "Restricted Stock Award"). Pursuant to the Agreement and Plan of Merger, dated December 18, 2010, between the issuer, Raytheon Company and RN Acquisition Company, each Restricted Stock Award has been converted into the right to receive a cash amount equal to $38.000 following the vesting of such Restricted Stock Award.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -