RICKETTS JAMES 4
4 · EL CAPITAN PRECIOUS METALS INC · Filed Feb 9, 2011
Insider Transaction Report
Form 4
RICKETTS JAMES
DirectorCorporate Secretary
Transactions
- Award
Common Stock
2011-01-19+707,078→ 707,078 total(indirect: by ASI, Inc.) - Award
Common Stock
2011-01-19+9,015,244→ 11,886,180 total - Award
Stock Option
2011-02-07+500,000→ 500,000 totalExercise: $1.02From: 2011-04-30Exp: 2013-02-07→ Common Stock (500,000 underlying)
Holdings
- 200,000
Stock Option
Exercise: $0.56Exp: 2015-07-21→ Common Stock (200,000 underlying)
Footnotes (4)
- [F1]Received in exchange for 6,375,000 shares of Gold and Minerals Company, Inc. ("G&M") common stock in connection with a merger of G&M into El Capitan Precious Metals, Inc. ("ECPN") (the "Merger"). On the effective date of the Merger, the closing price of ECPN's common stock was $1.20 per share.
- [F2]A corporation, of which the Reporting Person is an officer and director.
- [F3]The total is the Reporting Person's prior report contained a mathematical error. Such error is corrected on this report.
- [F4]Currently vested.