ZWANZIGER RON 4

Accession 0001179110-11-002385

CIK 0001145460other

View on SEC.gov Company Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:39 PM ET

Size

14.9 KB

Accession

0001179110-11-002385

Insider Transaction Report

Form 4

Period: 2011-02-08

ALERE INC.ALR

ZWANZIGER RON

DirectorChairman, CEO & President

Transactions

Exercise/Conversion
Common Stock
2011-02-08$14.92/sh+30,000$447,600→ 561,298 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-02-08−30,000→ 0 total
Exercise: $14.92From: 2011-11-21Exp: 2011-02-12→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock
2011-02-08$39.77/sh−17,500$696,063→ 543,798 total

Holdings

Common Stock
(indirect: See Footnote)
2,600
Common Stock
(indirect: See Footnote)
191,830
Common Stock
(indirect: See Footnote)
9,450
Common Stock
(indirect: See Footnote)
1,769,902
Common Stock
(indirect: See Footnote)
903,828

Footnotes (11)

[F1]This option was acquired through a restructuring transaction undertaken by the Issuer's former parent, Inverness Medical Technology, inc. in connection with the consummation of the transactions contemplated by the agreement and plan of split-off merger dated as of May 23, 2001 among Johnson & Johnson, Sunrise Acquisition Corp. and Inverness Medical Technology, Inc.
[F10]These securities are owned by a grantor retained annuity trust for which the reporting person is a trustee.
[F11]Reflects distribution of 57,088 shares from a retained annuity trust for which the reporting person is a trustee since the reporting person's last report.
[F2]This derivative security does not have a price.
[F3]The transactions reported on this Form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1. Represents sell to cover exercise of expiring stock options.
[F4]Represents the weighted average purchase price. Securities were sold through approximately 25 separate blocks executed on the Transaction Date at an average price of $39.775. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer the full information regarding the number of shares and prices at which the transaction was effected.
[F5]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 for any purpose.
[F6]These securities are owned by the reporting person's spouse.
[F7]These securities are owned by a private charitable foundation where the reporting person and the reporting person's spouse along with three others serve as directors on the board. The reporting person and his spouse have recused themselves from any discussion or consideration of the charitable foundation's disposition of these securities.
[F8]These securities are owned by the Zwanziger Family Trust for the benefit of the reporting person's children. The reporting person's sister is the trustee.
[F9]These securities are owned by Zwanziger Family Ventures, LLC, an LLC managed by the reporting person and the reporting person's spouse.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

ALERE INC.

CIK 0001145460

→

Entity typeother

Related Parties

filerCIK 0001033433

Filing Metadata

Form type: 4
Filed: Feb 9, 7:00 PM ET
Accepted: Feb 10, 4:39 PM ET
Size: 14.9 KB

View on SEC.gov