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4//SEC Filing

PECKOSH PAUL J 4

Accession 0001179110-11-002398

CIK 0000920112other
View on SEC.govCompany Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:49 PM ET

Size

24.7 KB

Accession

0001179110-11-002398

Insider Transaction Report

Form 4
Period: 2011-02-09
HEARTLAND FINANCIAL USA INCHTLF
PECKOSH PAUL J
SVP, Trust
Transactions
  • Exercise/Conversion

    Common Stock

    2011-02-09$8.67/sh+750$6,503→ 0 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy

    2011-02-09−750→ 0 total
    Exercise: $8.67Exp: 2011-06-01→ Common Stock (0 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-09$8.80/sh+750$6,600→ 0 total
  • Exercise/Conversion

    Common Stock

    2011-02-09$11.84/sh+3,000$35,520→ 0 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy

    2011-02-09−750→ 0 total
    Exercise: $8.80Exp: 2012-01-15→ Common Stock (0 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy

    2011-02-09−3,000→ 0 total
    Exercise: $11.84Exp: 2013-01-21→ Common Stock (0 underlying)
  • Sale

    Common Stock

    2011-02-09$16.79/sh−3,484$58,496→ 83,958 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    8,232

  • Common Stock

    (indirect: By Spouse)
    2,275

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $19.48Exp: 2014-01-20→ Common Stock (2,000 underlying)
    2,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
    1,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $18.60Exp: 2018-01-24→ Common Stock (1,500 underlying)
    1,500

  • Common Stock

    (indirect: HTLF Retirement Plan)
    6,609

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $21.00Exp: 2015-02-10→ Common Stock (2,000 underlying)
    2,000

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
    1,500
Footnotes (7)
  • [F1]Includes 4,940 shares held jointly with reporting person's spouse.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F3]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F4]Includes 593 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
  • [F5]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F6]Includes 3,800 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. The RSU grant is subject to the settlement restrictions under the TARP.
  • [F7]Multiple line entry -- see below for total.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001184328

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:49 PM ET
Size
24.7 KB
View on SEC.gov