Honnold Lisa A 4

4 · Walter Energy, Inc. · Filed Mar 7, 2011

Form 4

Period: 2011-03-03

Senior VP & Controller

Transactions

Exercise/Conversion
Common Stock
2011-03-03$47.97/sh+927$44,468→ 10,356.09 total
Exercise/Conversion
Common Stock
2011-03-03$15.83/sh+3,431$54,313→ 13,787.09 total
Exercise/Conversion
Common Stock
2011-03-03$83.52/sh+334$27,896→ 14,131.09 total
Sale
Common Stock
2011-03-03$124.52/sh−4,475$557,227→ 9,429.09 total
Sale
Common Stock
2011-03-03$124.32/sh−3,607$448,422→ 5,822.09 total
Exercise/Conversion
Non-qualifed stock option
2011-03-03+927→ 0 total
Exercise: $47.97Exp: 2018-02-27→ Common Stock (927 underlying)
Exercise/Conversion
Non-qualifed stock option
2011-03-03+3,431→ 3,431 total
Exercise: $15.83Exp: 2019-02-27→ Common Stock (3,431 underlying)
Exercise/Conversion
Non-qualified stock option
2011-03-03+334→ 666 total
Exercise: $83.52Exp: 2020-03-02→ Common Stock (334 underlying)

Footnotes (5)

[F1]Includes shares held by Reporting Person under Employee Stock Purchase Plan.
[F2]Options vest in 3 equal annual installments beginning 02/27/09, subject to continued employment.
[F3]Options vest in 3 equal annual installments beginning 02/27/2010, with last installment subject to accelerated vesting on 3/31/11, subject to continued employment.
[F4]Options vest in 3 equal installments on 2/27/2011, 3/31/2011 and the earlier of 3/2/2013 or termination of employment.
[F5]Represents the weighted average sale price for price increments ranging from $124.39 to $124.60. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Documents

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