4//SEC Filing
Bona Catherine C 4
Accession 0001179110-11-004391
CIK 0000837173other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:37 AM ET
Size
19.0 KB
Accession
0001179110-11-004391
Insider Transaction Report
Form 4
Bona Catherine C
VP,interim Gen.Counsel,Secy.
Transactions
- Exercise/Conversion
Common Stock
2011-03-03$26.18/sh+371$9,713→ 10,232.01 total - Exercise/Conversion
Common Stock
2011-03-03$15.83/sh+3,431$54,313→ 14,096.01 total - Sale
Common Stock
2011-03-03$125.00/sh−4,475$559,375→ 9,861.01 total - Exercise/Conversion
Non-qualified stock option
2011-03-03+371→ 0 totalExercise: $26.18Exp: 2017-04-25→ Common Stock (371 underlying) - Exercise/Conversion
Non-qualified stock option
2011-03-03+240→ 478 totalExercise: $83.52Exp: 2020-03-02→ Common Stock (240 underlying) - Exercise/Conversion
Common Stock
2011-03-03$47.97/sh+433$20,771→ 10,665.01 total - Exercise/Conversion
Common Stock
2011-03-03$83.52/sh+240$20,045→ 14,336.01 total - Exercise/Conversion
Non-qualifed stock option
2011-03-03+433→ 0 totalExercise: $47.97Exp: 2018-02-27→ Common Stock (433 underlying) - Exercise/Conversion
Non-qualifed stock option
2011-03-03+3,431→ 1,715 totalExercise: $15.83Exp: 2019-02-27→ Common Stock (3,431 underlying)
Footnotes (5)
- [F1]Includes shares held by Reporting Person under Employee Stock Purchase Plan.
- [F2]Options vest in 3 equal annual installments beginning 4/25/08, subject to continued employment.
- [F3]Options vest in 3 equal annual installments beginning 02/27/09, subject to continued employment.
- [F4]Options vest in 3 equal annual installments beginning 02/27/2010, with last installment subject to accelerated vesting on 3/31/11, subject to continued employment.
- [F5]Options vest in 3 equal installments on 2/27/2011, 3/31/2011 and the earlier of 3/2/2013 or termination of employment.
Documents
Issuer
Walter Energy, Inc.
CIK 0000837173
Entity typeother
Related Parties
1- filerCIK 0001513983
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 7:37 AM ET
- Size
- 19.0 KB