4//SEC Filing
PARSKY GERALD L 4
Accession 0001179110-11-005179
CIK 0001287213other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 7:08 PM ET
Size
21.8 KB
Accession
0001179110-11-005179
Insider Transaction Report
Form 4
Aurora Overseas Advisors II LDC
10% Owner
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total
AURORA CAPITAL PARTNERS II L P
10% Owner
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total
Mapes John T
10% Owner
Transactions
- Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total
PARSKY GERALD L
10% Owner
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total
Aurora Advisors II LLC
10% Owner
Transactions
- Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total
Aurora Equity Partners II LP
10% Owner
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total - Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total
Transactions
- Sale
Common Stock
2011-03-17$13.63/sh−1,165$15,874→ 18,689 total - Sale
Common Stock
2011-03-17$13.63/sh−466$6,350→ 7,476 total - Sale
Common Stock
2011-03-15$14.36/sh−279,616$4,015,286→ 4,485,534 total
Footnotes (6)
- [F1]Consists of 275,953 shares sold by Aurora Equity Partners II L.P. ("AEPII") and 3,663 shares sold by Aurora Overseas Equity Partners II, L.P. ("AOEPII").
- [F2]Consists of 4,426,774 shares held by AEPII and 58,760 shares held by AOEPII.
- [F3]Aurora Capital Partners II LP ("ACPII") is the general partner of AEPII. Aurora Overseas Capital Partners II, LP ("AOCPII") is the general partner of AOEPII. Aurora Advisors II LLC ("AAII") is the general partner of ACPII. Aurora Overseas Advisors II, LDC ("AOAII") is the general partner of AOCPII. AEPII, AOEPII, ACPII, AOCPII, AAII, and AOAII are collectively referred to as the "Aurora Entities." In their capacities as direct or indirect general partners of AEPII and/or AOEPII, ACPII, AOCPII, AAII, and AOAII may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by AEPII and AOEPII. ACPII, AOCPII, AAII, and AOAII disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F4]Messrs. Mapes and Parsky are controlling persons of the Aurora Entities. As such, they may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by the Aurora Entities. Messrs. Mapes and Parsky disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F5]These securities are owned solely by Mr. Parsky through a 401(k) account.
- [F6]These securities are owned solely by Mr. Mapes through a 401(k) account.
Documents
Issuer
DOUGLAS DYNAMICS, INC
CIK 0001287213
Entity typeother
Related Parties
1- filerCIK 0001256531
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 7:08 PM ET
- Size
- 21.8 KB