RICKETTS JAMES 4
4 · EL CAPITAN PRECIOUS METALS INC · Filed Apr 8, 2011
Insider Transaction Report
Form 4
RICKETTS JAMES
DirectorCorporate Secretary
Transactions
- Other
Common Stock
2011-04-06−350,000→ 11,536,180 total
Holdings
- 707,078(indirect: by ASI, Inc.)
Common Stock
- 200,000
Stock Option
Exercise: $0.56Exp: 2015-07-21→ Common Stock (200,000 underlying) - 500,000
Stock Option
Exercise: $1.02From: 2011-04-30Exp: 2013-02-07→ Common Stock (500,000 underlying)
Footnotes (3)
- [F1]A corporation, of which the Reporting Person is an officer and director.
- [F2]Shares transferred to a non-related third party in consideration of a long standing debt obligation.
- [F3]Currently vested.