4//SEC Filing
RICKETTS JAMES 4
Accession 0001179110-11-006260
CIK 0001135202other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 5:01 PM ET
Size
7.9 KB
Accession
0001179110-11-006260
Insider Transaction Report
Form 4
RICKETTS JAMES
DirectorCorporate Secretary
Transactions
- Other
Common Stock
2011-04-06−350,000→ 11,536,180 total
Holdings
- 707,078(indirect: by ASI, Inc.)
Common Stock
- 200,000
Stock Option
Exercise: $0.56Exp: 2015-07-21→ Common Stock (200,000 underlying) - 500,000
Stock Option
Exercise: $1.02From: 2011-04-30Exp: 2013-02-07→ Common Stock (500,000 underlying)
Footnotes (3)
- [F1]A corporation, of which the Reporting Person is an officer and director.
- [F2]Shares transferred to a non-related third party in consideration of a long standing debt obligation.
- [F3]Currently vested.
Documents
Issuer
EL CAPITAN PRECIOUS METALS INC
CIK 0001135202
Entity typeother
Related Parties
1- filerCIK 0001300534
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 5:01 PM ET
- Size
- 7.9 KB