RICKETTS JAMES 4/A
4/A · EL CAPITAN PRECIOUS METALS INC · Filed Apr 14, 2011
Insider Transaction Report
Form 4/AAmended
RICKETTS JAMES
DirectorCorporate Secretary
Transactions
- Other
Common Stock
2011-03-30−707,078→ 0 total(indirect: by ASI, Inc.) - Other
Common Stock
2011-03-30+707,078→ 12,243,260 total
Holdings
- 500,000
Stock Option
Exercise: $1.02From: 2011-04-30Exp: 2013-02-07→ Common Stock (500,000 underlying) - 200,000
Stock Option
Exercise: $0.56Exp: 2015-07-21→ Common Stock (200,000 underlying)
Footnotes (3)
- [F1]A corporation, of which the Reporting Person is an officer and director.
- [F2]On or about March 30, 2011, instructions were issued to transfer these shares resulting in a change from indirect ownership to direct ownership.
- [F3]Currently vested.