4/A//SEC Filing
RICKETTS JAMES 4/A
Accession 0001179110-11-006475
CIK 0001135202other
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 5:06 PM ET
Size
8.9 KB
Accession
0001179110-11-006475
Insider Transaction Report
Form 4/AAmended
RICKETTS JAMES
DirectorCorporate Secretary
Transactions
- Other
Common Stock
2011-03-30−707,078→ 0 total(indirect: by ASI, Inc.) - Other
Common Stock
2011-03-30+707,078→ 12,243,260 total
Holdings
- 500,000
Stock Option
Exercise: $1.02From: 2011-04-30Exp: 2013-02-07→ Common Stock (500,000 underlying) - 200,000
Stock Option
Exercise: $0.56Exp: 2015-07-21→ Common Stock (200,000 underlying)
Footnotes (3)
- [F1]A corporation, of which the Reporting Person is an officer and director.
- [F2]On or about March 30, 2011, instructions were issued to transfer these shares resulting in a change from indirect ownership to direct ownership.
- [F3]Currently vested.
Documents
Issuer
EL CAPITAN PRECIOUS METALS INC
CIK 0001135202
Entity typeother
Related Parties
1- filerCIK 0001300534
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 5:06 PM ET
- Size
- 8.9 KB