4//SEC Filing
Finnegan Kevin 4
Accession 0001179110-11-006567
CIK 0001211351other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 4:43 PM ET
Size
14.6 KB
Accession
0001179110-11-006567
Insider Transaction Report
Form 4
Finnegan Kevin
EVP, Global Sales & Operations
Transactions
- Award
Common Stock
2011-04-15+7,500→ 213,800 total - Award
Stock Appreciation Rights
2011-04-15+40,000→ 40,000 totalExercise: $6.89Exp: 2021-04-15→ Common Stock (40,000 underlying)
Holdings
- 4,372(indirect: By Trust)
Common Stock
- 30,000
Options to Purchase Common Stock
Exercise: $2.86Exp: 2019-03-18→ Common Stock (30,000 underlying) - 8,919
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (8,919 underlying) - 50,000
Stock Appreciation Rights
Exercise: $4.79Exp: 2020-04-01→ Common Stock (50,000 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]On April 15, 2011, the reporting person was awarded restricted stock which is scheduled to cliff vest on April 15, 2014.
- [F2]In addition to the 7,500 shares of restricted stock referenced in footnote 1, includes 126,300 shares of common stock, 75,000 shares of restricted stock which is scheduled to cliff vest on April 1, 2013 and 5,000 shares of restricted stock that vests on the following dates: 2,500 shares on June 24, 2011 and 2,500 shares on June 24, 2012.
- [F3]Represents common stock indirectly beneficially owned through the Kevin L. Finnegan 2004 Grantor Retained Annuity Trust.
- [F4]On April 15, 2011, the reporting person was awarded stock appreciation rights (SARs) which are scheduled to cliff vest on April 15, 2014. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
- [F5]The SARs are scheduled to cliff vest on April 1, 2013. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
- [F6]The options become exercisable in four annual installments on the following dates: 7,500 shares on March 18, 2010; 7,500 shares on March 18, 2011; 7,500 shares on March 18, 2012; and 7,500 shares on March 18, 2013.
- [F7]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
- [F8]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001465100
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 4:43 PM ET
- Size
- 14.6 KB