Brooslin Viviano Sandra 4

4 · New York & Company, Inc. · Filed Apr 18, 2011

Form 4

Period: 2011-04-15

EVP, Human Resources

Transactions

Award
Stock Appreciation Rights
2011-04-15+40,000→ 40,000 total
Exercise: $6.89Exp: 2021-04-15→ Common Stock (40,000 underlying)
Award
Common Stock
2011-04-15+7,500→ 179,050 total

Holdings

Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (7,756 underlying)
7,756
Options to Purchase Common Stock
Exercise: $3.94Exp: 2019-12-01→ Common Stock (75,000 underlying)
75,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying)
20,000
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (5,303 underlying)
5,303

Footnotes (7)

[F1]On April 15, 2011, the reporting person was awarded restricted stock which is scheduled to cliff vest on April 15, 2014.
[F2]In addition to the 7,500 shares of restricted stock referenced in footnote 1, includes 131,550 shares of common stock and 40,000 shares of restricted stock which is scheduled to cliff vest on April 1, 2013.
[F3]On April 15, 2011, the reporting person was awarded stock appreciation rights (SARs) which are scheduled to cliff vest on April 15, 2014. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
[F4]The options become exercisable in four annual installments on the following dates: 18,750 shares on December 1, 2010; 18,750 shares on December 1, 2011; 18,750 shares on December 1, 2012; and 18,750 shares on December 1, 2013.
[F5]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
[F6]The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
[F7]The options become exercisable on June 29, 2011.

Documents

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