Ingoldsby James J 4
4 · NRG ENERGY, INC. · Filed May 17, 2011
Insider Transaction Report
Form 4
Ingoldsby James J
SVP & Chief Accounting Officer
Transactions
- Exercise/Conversion
Non-Qualified Stock Options
2011-05-16−7,000→ 0 totalExercise: $19.40From: 2006-08-01Exp: 2011-08-01→ Common Stock, par value $.01 per share (7,000 underlying) - Exercise/Conversion
Common Stock, par value .01 per share
2011-05-16$19.40/sh+7,000$135,800→ 38,744 total - Sale
Common Stock, par value $.01 per share
2011-05-16$24.79/sh−7,000$173,514→ 31,744 total
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $24.77 to $24.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Ingoldsby, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on August 1, 2006, 33 1/3% on August 1, 2007 and 33 1/3% on August 1, 2008.