TOY THOMAS J 4

Accession 0001179110-11-010806

CIK 0001030471other

Filed

Jul 7, 8:00 PM ET

Accepted

Jul 8, 2:52 PM ET

Size

26.8 KB

Accession

0001179110-11-010806

Form 4

Period: 2011-06-24

Director

Transactions

Other
Stock Option (right to buy)
2011-06-24−288,479→ 0 total
Exercise: $2.17Exp: 2020-09-30→ Common Stock (288,479 underlying)
Other
Stock Option (right to buy)
2011-06-24−158,373→ 0 total
Exercise: $2.09Exp: 2016-09-30→ Common Stock (158,373 underlying)
Other
Stock Option (right to buy)
2011-06-24−146,884→ 0 total
Exercise: $3.37Exp: 2015-09-30→ Common Stock (146,884 underlying)
Other
Stock Option (right to buy)
2011-06-24−19,905→ 0 total
Exercise: $7.67Exp: 2016-04-27→ Common Stock (19,905 underlying)
Other
Stock Option (right to buy)
2011-06-24−25,000→ 0 total
Exercise: $16.34Exp: 2014-08-27→ Common Stock (25,000 underlying)
Other
Common Stock
2011-06-24−310,145→ 0 total
Other
Stock Option (right to buy)
2011-06-24−20,000→ 0 total
Exercise: $6.84Exp: 2015-05-11→ Common Stock (20,000 underlying)
Other
Stock Option (right to buy)
2011-06-24−12,500→ 0 total
Exercise: $45.21Exp: 2013-08-22→ Common Stock (12,500 underlying)
Other
Stock Option (right to buy)
2011-06-24−45,517→ 0 total
Exercise: $2.90Exp: 2014-11-30→ Common Stock (45,517 underlying)
Other
Stock Option (right to buy)
2011-06-24−25,000→ 0 total
Exercise: $7.98Exp: 2015-10-28→ Common Stock (25,000 underlying)
Other
Stock Option (right to buy)
2011-06-24−13,035→ 0 total
Exercise: $14.31Exp: 2012-08-23→ Common Stock (13,035 underlying)

Footnotes (11)

[F1]In connection with the reorganization of the corporate structure of the group of companies controlled by UTStarcom, Inc. to change its place of incorporation from Delaware to the Cayman Islands, each outstanding share of UTStarcom, Inc. common stock was converted into the right to receive the same number of ordinary shares in the capital of UTStarcom Holdings Corp., a Cayman Islands company. In addition, all outstanding equity awards of UTStarcom, Inc. were assumed by UTStarcom Holdings Corp. to provide for the issuance of UTStarcom Holdings Corp. ordinary shares rather than UTStarcom, Inc. common stock upon the exercise or conversion of such awards.
[F10]1/12 per month each month after August 22, 2003. Fully vested.
[F11]1/12 per month each month after August 23, 2002. Fully vested.
[F2]1/12th monthly with the first vesting date occurring on October 31, 2010.
[F3]1/12th monthly with the first vesting date occurring on October 31, 2009. Fully vested.
[F4]1/12th monthly with the first vesting date occurring on October 30, 2008. Fully vested.
[F5]1/12th monthly with the first vesting date occuring on December 30, 2007. Fully vested.
[F6]1/12 per month each month after April 27, 2006. Fully vested.
[F7]1/6 exercisable on October 28, 2005, additional 1/12 on the 23rd day of each month thereafter. Fully vested.
[F8]100% of the option shall be exercisable on May 11, 2006.
[F9]1/12 per month each month after August 27, 2004. Fully vested.

Documents

1 file

UTSTARCOM INC

CIK 0001030471

Entity typeother