4//SEC Filing
Knowlton Warren D 4
Accession 0001179110-11-011800
CIK 0000820027other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 6:11 PM ET
Size
8.5 KB
Accession
0001179110-11-011800
Insider Transaction Report
Form 4
Knowlton Warren D
Director
Transactions
- Award
Phantom Stock (Annual)
2011-08-03+285.009→ 13,022.007 total→ Common Stock (285.009 underlying) - Award
Phantom Stock (Retainer Deferral)
2011-08-03+498.765→ 3,506.194 total→ Common Stock (498.765 underlying)
Footnotes (4)
- [F1]The grant is made pursuant to a $15,000 increase in the value of the annual equity grant approved by the Board of Directors, effective as of July 1, 2011.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
- [F4]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001377472
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 6:11 PM ET
- Size
- 8.5 KB