Home/Filings/4/0001179110-11-013667
4//SEC Filing

CODY SCOTT 4

Accession 0001179110-11-013667

CIK 0001344907other

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 5:21 PM ET

Size

15.8 KB

Accession

0001179110-11-013667

Insider Transaction Report

Form 4
Period: 2011-09-28
CODY SCOTT
CFO and COO
Transactions
  • Disposition from Tender

    Stock Options (right to buy)

    2011-09-2850,0000 total
    Exercise: $6.80Exp: 2018-03-12Common Stock (50,000 underlying)
  • Disposition from Tender

    Stock Options (right to buy)

    2011-09-28100,0000 total
    Exercise: $3.76Exp: 2019-07-09Common Stock (100,000 underlying)
  • Disposition from Tender

    Stock Options (right to buy)

    2011-09-28100,0000 total
    Exercise: $5.00Exp: 2016-03-23Common Stock (100,000 underlying)
  • Disposition from Tender

    Stock Options (right to buy)

    2011-09-28100,0000 total
    Exercise: $5.51Exp: 2020-08-12Common Stock (100,000 underlying)
  • Disposition from Tender

    Common Stock

    2011-09-2837,7250 total
  • Disposition from Tender

    Stock Options (right to buy)

    2011-09-28100,0000 total
    Exercise: $5.25Exp: 2017-03-29Common Stock (100,000 underlying)
Footnotes (7)
  • [F1]These shares of common stock were converted into the right to receive $14.00 per share in cash (without interest and less any required withholding taxes), in accordance with the terms and conditions of the Agreement and Plan of Merger, dated August 2, 2011 (the "Merger Agreement"), a copy of which was filed with the SEC on August 3, 2011.
  • [F2]33,334 shares vested on 3/23/07; 33,333 shares vested on each of 3/23/08 and 3/23/09.
  • [F3]33,333 shares vested on each of 3/29/08 and 3/29/09; 33,334 shares vested on 3/29/10.
  • [F4]16,666 shares vested on 3/12/2009; 16,667 shares vested on each of 3/12/2010 and 3/12/2011.
  • [F5]33,333 shares vested on each of 7/9/2010 and 7/9/2011; 33,334 shares vest on 7/9/2012.
  • [F6]33,333 shares vested on 8/12/2011; 33,333 shares vest on 8/12/2012; 33,334 shares vest on 8/12/2013.
  • [F7]These stock options were canceled in exchange for the right to receive a cash payment (without interest and less any required withholding taxes) for each such option equal to the excess of $14.00 over the per-share exercise price of such option multiplied by the number of shares underlying such stock option in accordance with the terms and conditions of the Merger Agreement.

Issuer

GLOBAL TRAFFIC NETWORK, INC.

CIK 0001344907

Entity typeother

Related Parties

1
  • filerCIK 0001354149

Filing Metadata

Form type
4
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 5:21 PM ET
Size
15.8 KB