4//SEC Filing
Hastings John L. III 4
Accession 0001179110-11-014163
CIK 0001045942other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 8:46 PM ET
Size
11.3 KB
Accession
0001179110-11-014163
Insider Transaction Report
Form 4
Hastings John L. III
President
Transactions
- Disposition to Issuer
Common Stock
2008-12-28−1,500,000→ 0 total - Award
Common Stock
2011-10-11+299→ 299 total - Award
Warrants
2011-10-07+36,000,000→ 36,000,000 totalExercise: $0.08Exp: 2014-09-29→ Common Stock (36,000,000 underlying) - Award
Series D Convertible Preferred Stock
2011-10-07+275→ 275 total→ Common Stock (1,650,000 underlying)
Footnotes (4)
- [F1]On December 28, 2008, the Reporting Person rescinded the grant of 1,500,000 shares of common stock which were granted in June 2008, and of which 250,000 had vested.
- [F2]Shares of common stock were granted to the Reporting Person in lieu of payment of cash dividends on Series D Preferred Stock held by the Reporting Person.
- [F3]The Warrants have a three-year vesting term and vest as follows: 12,000,000 vest on September 30, 2011; 12,000,000 vest on September 30, 2012; and 12,000,000 vest on September 30, 2013.
- [F4]On October 7, 2011, the Reporting Person was granted 275 shares of Series D Preferred Stock. Each such share of Series D Preferred Stock can be converted to 6,000 shares of the issuer's Common Stock subject to adjustment as provided in the Designation of Rights and Preferences of the Company's Series D Preferred Stock. The Series D Preferred Stock is convertible beginning on April 13, 2010, and there is no expiration date.
Documents
Issuer
SecureAlert, Inc.
CIK 0001045942
Entity typeother
Related Parties
1- filerCIK 0001438668
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 8:46 PM ET
- Size
- 11.3 KB