4//SEC Filing
Fitzgerald Charles James JR 4
Accession 0001179110-11-014389
CIK 0001511737other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 10:12 AM ET
Size
197.4 KB
Accession
0001179110-11-014389
Insider Transaction Report
Form 4
Fitzgerald Charles James JR
Director
Transactions
- Conversion
Series A Preferred Stock
2011-10-19−23,992,929→ 0 total(indirect: See remarks.)→ Common Stock (23,992,929 underlying) - Conversion
Common Stock
2011-10-19+23,992,929→ 23,992,929 total(indirect: See remarks) - Sale
Common Stock
2011-10-19$15.00/sh−2,841,652$42,624,780→ 21,151,277 total(indirect: See remarks.) - Disposition to Issuer
Series A Preferred Stock
2011-07-21$8.97/sh−12,041,700$108,014,049→ 23,992,929 total(indirect: See remarks.)→ Common Stock (12,041,700 underlying)
Footnotes (7)
- [F1]Represents shares acquired by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.
- [F2]Represents shares sold by the following entities: 1,769,770 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,062,952 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 8,162 shares of common stock sold by Summit Investors I, LLC and 768 shares of common stock sold by Summit Investors I (UK), L.P.
- [F3]Represents shares held by the following entities: 13,172,932 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 7,911,873 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 60,755 shares of common stock in the name of Summit Investors I, LLC and 5,717 shares of common stock in the name of Summit Investors I (UK), L.P.
- [F4]The Series A Preferred Stock converted into Ubiquiti Networks, Inc. common stock on a one-for-one basis, and had no expiration date.
- [F5]Represents shares held by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.
- [F6]Represents shares sold by the following entities to Ubiquiti Networks, Inc.: 7,499,518 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,504,335 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 34,592 shares of common stock sold by Summit Investors I, LLC and 3,255 shares of common stock sold by Summit Investors I (UK), L.P. On October 3, 2011 Ubiquiti Networks, Inc. completed a 2.5 for one forward stock split of its common and preferred stock. All share and per share information set forth herein has been retroactively adjusted to reflect the split.
- [F7]On July 21, 2011, Ubiquiti Networks,Inc. repurchase of 12,041,700 shares of its Series A preferred stock from the following entities at a price of $8.97: 7,499,518 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,504,335 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 34,592 shares of common stock sold by Summit Investors I, LLC and 3,255 shares of common stock sold by Summit Investors I (UK), L.P. On October 3, 2011 Ubiquiti Networks, Inc. completed a 2.5 for one forward stock split of its common and preferred stock. All share and per share information set forth herein has been retroactively adjusted to reflect the split.
Documents
Issuer
Ubiquiti Networks, Inc.
CIK 0001511737
Entity typeother
Related Parties
1- filerCIK 0001296022
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 10:12 AM ET
- Size
- 197.4 KB