Knowlton Warren D 4
4 · AMERIPRISE FINANCIAL INC · Filed Nov 3, 2011
Insider Transaction Report
Form 4
Knowlton Warren D
Director
Transactions
- Award
Phantom Stock (Retainer Deferral)
2011-11-02+568.428→ 4,094.605 total→ Common Stock (568.428 underlying)
Footnotes (2)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.