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4//SEC Filing

ZWANZIGER RON 4

Accession 0001179110-11-015547

CIK 0001145460other
View on SEC.govCompany Profile

Filed

Nov 21, 7:00 PM ET

Accepted

Nov 22, 4:16 PM ET

Size

20.7 KB

Accession

0001179110-11-015547

Insider Transaction Report

Form 4
Period: 2011-11-21
ALERE INC.ALR
ZWANZIGER RON
DirectorChairman, CEO & President
Transactions
  • Exercise/Conversion

    Common Stock

    2011-11-21$17.15/sh+65,000$1,114,750→ 525,859 total
  • Exercise/Conversion

    Common Stock

    2011-11-21$18.12/sh+27,594$500,003→ 1,806,696 total(indirect: See Footnote)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-11-21−65,000→ 0 total
    Exercise: $17.15From: 2001-12-20Exp: 2011-12-19→ Common Stock (65,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-11-21−9,200→ 0 total(indirect: See Footnote)
    Exercise: $13.54From: 2002-09-20Exp: 2012-09-20→ Common Stock (9,200 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-11-21−27,594→ 0 total(indirect: See Footnote)
    Exercise: $18.12From: 2001-12-20Exp: 2011-12-20→ Common Stock (27,594 underlying)
  • Exercise/Conversion

    Common Stock

    2011-11-21$13.54/sh+9,200$124,568→ 1,779,109 total(indirect: See Footnote)
Holdings

  • Common Stock

    (indirect: See Footnote)
    2,600

  • Common Stock

    (indirect: See Footnote)
    273,500

  • Common Stock

    (indirect: See Footnote)
    191,830

  • Common Stock

    (indirect: See Footnote)
    9,450

  • Common Stock

    (indirect: See Footnote)
    488,991

  • Common Stock

    (indirect: See Footnote)
    224,276
Footnotes (12)
  • [F1]This derivative security does not have a price.
  • [F10]These securities are owned by The Zwanziger Family 2004 Irrevocable Trust. The reporting person's sister is the trustee.
  • [F11]Reflects distribution of 190,561 shares from the Zwanziger 2009 Annuity Trust.
  • [F12]Reflects distribution of 224,276 shares from the Zwanziger 2009 Annuity Trust.
  • [F2]These securities are owned by Zwanziger Family Ventures, LLC, an LLC managed by the reporting person and the reporting person's spouse.
  • [F3]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 for any purpose.
  • [F4]These securities are owned by the reporting person's spouse.
  • [F5]These securities are owned by a private charitable foundation where the reporting person and the reporting person's spouse along with three others serve as directors on the board. The reporting person and his spouse have recused themselves from any discussion or consideration of the charitable foundation's disposition of these securities.
  • [F6]These securities are owned by the Zwanziger Family Trust for the benefit of the reporting person's children. The reporting person's sister is the trustee.
  • [F7]These securities are owned by the Zwanziger 2009 Annuity Trust for which the reporting person is a trustee.
  • [F8]Reflects distribution of 82,939 shares to the Ron Zwanziger 2004 Revocable Trust for which the reporting person is the trustee.
  • [F9]These securities are owned by The Ron Zwanziger 2004 Revocable Trust for which the reporting person is the trustee.

Documents

1 file

Issuer

ALERE INC.

CIK 0001145460

→
Entity typeother

Related Parties

1
  • filerCIK 0001033433

Filing Metadata

Form type
4
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 4:16 PM ET
Size
20.7 KB
View on SEC.gov