4//SEC Filing
PARSKY GERALD L 4
Accession 0001179110-11-016109
CIK 0001287213other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 12:53 PM ET
Size
21.6 KB
Accession
0001179110-11-016109
Insider Transaction Report
Form 4
Aurora Advisors II LLC
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total
AURORA CAPITAL PARTNERS II L P
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
Aurora Overseas Advisors II LDC
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
PARSKY GERALD L
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
Aurora Equity Partners II LP
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total
Mapes John T
10% Owner
Transactions
- Sale
Common Stock
2011-12-06$14.25/sh−2,520$35,910→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−1,511,959$21,545,416→ 0 total - Sale
Common Stock
2011-12-06$14.25/sh−6,300$89,775→ 0 total
Footnotes (5)
- [F1]Consists of 1,492,152 shares sold by Aurora Equity Partners II L.P. ("AEPII") and 19,807 shares sold by Aurora Overseas Equity Partners II, L.P. ("AOEPII").
- [F2]Aurora Capital Partners II LP ("ACPII") is the general partner of AEPII. Aurora Overseas Capital Partners II, LP ("AOCPII") is the general partner of AOEPII. Aurora Advisors II LLC ("AAII") is the general partner of ACPII. Aurora Overseas Advisors II, LDC ("AOAII") is the general partner of AOCPII. AEPII, AOEPII, ACPII, AOCPII, AAII, and AOAII are collectively referred to as the "Aurora Entities." In their capacities as direct or indirect general partners of AEPII and/or AOEPII, ACPII, AOCPII, AAII, and AOAII may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by AEPII and AOEPII. ACPII, AOCPII, AAII, and AOAII disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F3]Messrs. Mapes and Parsky are controlling persons of the Aurora Entities. As such, they may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by the Aurora Entities. Messrs. Mapes and Parsky disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
- [F4]Consists of shares sold by Mr. Parsky's 401(k) account.
- [F5]Consists of shares sold by Mr. Mapes' 401(k) account.
Documents
Issuer
DOUGLAS DYNAMICS, INC
CIK 0001287213
Entity typeother
Related Parties
1- filerCIK 0001256531
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 12:53 PM ET
- Size
- 21.6 KB