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4//SEC Filing

Dean Eric C. 4

Accession 0001179110-11-016536

CIK 0001235468other
View on SEC.govCompany Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 5:08 PM ET

Size

18.3 KB

Accession

0001179110-11-016536

Insider Transaction Report

Form 4
Period: 2011-12-09
LIQUIDITY SERVICES INCLQDT
Dean Eric C.
Chief Information Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2011-12-09$13.56/sh+25,000$339,000→ 25,000 total
  • Sale

    Common Stock

    2011-12-09$37.19/sh−25,000$929,750→ 0 total
  • Sale

    Common Stock

    2011-12-12$36.17/sh−25,000$904,250→ 0 total
  • Exercise/Conversion

    Employee Stock Option

    2011-12-09$13.56/sh−25,000$339,000→ 225,000 total
    Exercise: $13.56Exp: 2017-10-15→ Common Stock (250,000 underlying)
  • Exercise/Conversion

    Employee Stock Option

    2011-12-12$13.56/sh−25,000$339,000→ 200,000 total
    Exercise: $13.56Exp: 2017-10-15→ Common Stock (225,000 underlying)
  • Exercise/Conversion

    Common Stock

    2011-12-12$13.56/sh+25,000$339,000→ 25,000 total
Holdings

  • Employee Stock Option

    Exercise: $7.48Exp: 2018-10-01→ Common Stock (44,006 underlying)
    44,006

  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,569 underlying)
    7,569

  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (14,911 underlying)
    14,911

  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (15,000 underlying)
    15,000
Footnotes (5)
  • [F1]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F2]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F3]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F4]Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
  • [F5]Twenty-five percent of this option grant vested on 10/15/2008, and thereafter, 1/48th of the option grant will vest each month for thirty-six months.

Documents

1 file

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→
Entity typeother

Related Parties

1
  • filerCIK 0001415732

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:08 PM ET
Size
18.3 KB
View on SEC.gov