SALOW GLEN 4
4 · AMERIPRISE FINANCIAL INC · Filed Dec 22, 2011
Insider Transaction Report
Form 4
SALOW GLEN
Exec VP of Serv Del & Tech
Transactions
- Exercise/Conversion
Common Stock
2011-12-22$32.59/sh+208,581$6,797,029→ 491,211 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-12-22−194,943→ 0 totalExercise: $31.31From: 2008-01-26Exp: 2014-01-25→ Common Stock (194,943 underlying) - Exercise/Conversion
Common Stock
2011-12-22$31.31/sh+194,943$6,104,250→ 282,630 total - Sale
Common Stock
2011-12-22$50.00/sh−363,700$18,185,509→ 127,511 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-12-22−208,581→ 0 totalExercise: $32.59From: 2009-01-24Exp: 2015-01-23→ Common Stock (208,581 underlying)
Holdings
- 308.17(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Reflects the weighted average price of 363,700 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 22, 2011 with sale prices ranging from $50 to $50.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 21, 2011. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.