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4//SEC Filing

Pickens Madeleine 4

Accession 0001179110-11-017256

CIK 0001368265other
View on SEC.govCompany Profile

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:11 PM ET

Size

31.7 KB

Accession

0001179110-11-017256

Insider Transaction Report

Form 4
Period: 2011-12-28
Clean Energy Fuels Corp.CLNE
Pickens Madeleine
10% Owner
Transactions
  • Exercise/Conversion

    Warrant (Right to Buy)

    2011-12-28−1,500,000→ 13,500,000 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,500,000 underlying)
  • Purchase

    Option (Right to Buy)

    2011-12-28+2,975,000→ 2,975,000 total(indirect: By Spouse)
    Exercise: $22.00Exp: 2012-12-28→ Common Stock (2,975,000 underlying)
  • Sale

    Warrant (Right to Buy)

    2011-12-28−2,550,000→ 5,000,000 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (2,550,000 underlying)
  • Sale

    Warrant (Right to Buy)

    2011-12-28−1,500,000→ 3,500,000 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,500,000 underlying)
  • Sale

    Warrant (Right to Buy)

    2011-12-28−2,500,000→ 0 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (2,500,000 underlying)
  • Exercise/Conversion

    Common Stock

    2011-12-28$10.00/sh+1,500,000$15,000,000→ 18,039,720 total(indirect: By Spouse)
  • Purchase

    Option (Right to Buy)

    2011-12-28+750,000→ 750,000 total(indirect: By Spouse)
    Exercise: $22.00Exp: 2012-12-28→ Common Stock (750,000 underlying)
  • Purchase

    Option (Right to Buy)

    2011-12-28+1,250,000→ 1,250,000 total(indirect: By Spouse)
    Exercise: $22.00Exp: 2013-12-15→ Common Stock (1,250,000 underlying)
  • Sale

    Warrant (Right to Buy)

    2011-12-28−5,950,000→ 7,550,000 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (5,950,000 underlying)
  • Sale

    Warrant (Right to Buy)

    2011-12-28−1,000,000→ 2,500,000 total(indirect: By Spouse)
    Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,000,000 underlying)
  • Purchase

    Opton (Right to Buy)

    2011-12-28+1,275,000→ 1,275,000 total(indirect: By Spouse)
    Exercise: $22.00Exp: 2012-12-28→ Common Stock (1,275,000 underlying)
  • Purchase

    Option (Right to Buy)

    2011-12-28+500,000→ 500,000 total(indirect: By Spouse)
    Exercise: $22.00Exp: 2012-12-28→ Common Stock (500,000 underlying)
Holdings

  • Common Stock

    1,700,000
Footnotes (7)
  • [F1]The reporting person disclaims any beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
  • [F2]Immediately.
  • [F3]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 5,950,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 2,975,000 shares of common stock at a price of $22.00 per share.
  • [F4]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 2,550,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 1,275,000 shares of common stock at a price of $22.00 per share.
  • [F5]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 1,500,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 750,000 shares of common stock at a price of $22.00 per share.
  • [F6]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 1,000,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 500,000 shares of common stock at a price of $22.00 per share.
  • [F7]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 2,500,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a two-year option to purchase 1,250,000 shares of common stock at a price of $22.00 per share.

Documents

1 file

Issuer

Clean Energy Fuels Corp.

CIK 0001368265

→
Entity typeother

Related Parties

1
  • filerCIK 0001420929

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:11 PM ET
Size
31.7 KB
View on SEC.gov