Pickens Madeleine 4
4 · Clean Energy Fuels Corp. · Filed Dec 29, 2011
Insider Transaction Report
Form 4
Pickens Madeleine
10% Owner
Transactions
- Exercise/Conversion
Warrant (Right to Buy)
2011-12-28−1,500,000→ 13,500,000 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,500,000 underlying) - Purchase
Option (Right to Buy)
2011-12-28+2,975,000→ 2,975,000 total(indirect: By Spouse)Exercise: $22.00Exp: 2012-12-28→ Common Stock (2,975,000 underlying) - Sale
Warrant (Right to Buy)
2011-12-28−2,550,000→ 5,000,000 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (2,550,000 underlying) - Sale
Warrant (Right to Buy)
2011-12-28−1,500,000→ 3,500,000 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,500,000 underlying) - Sale
Warrant (Right to Buy)
2011-12-28−2,500,000→ 0 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (2,500,000 underlying) - Exercise/Conversion
Common Stock
2011-12-28$10.00/sh+1,500,000$15,000,000→ 18,039,720 total(indirect: By Spouse) - Purchase
Option (Right to Buy)
2011-12-28+750,000→ 750,000 total(indirect: By Spouse)Exercise: $22.00Exp: 2012-12-28→ Common Stock (750,000 underlying) - Purchase
Option (Right to Buy)
2011-12-28+1,250,000→ 1,250,000 total(indirect: By Spouse)Exercise: $22.00Exp: 2013-12-15→ Common Stock (1,250,000 underlying) - Sale
Warrant (Right to Buy)
2011-12-28−5,950,000→ 7,550,000 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (5,950,000 underlying) - Sale
Warrant (Right to Buy)
2011-12-28−1,000,000→ 2,500,000 total(indirect: By Spouse)Exercise: $10.00Exp: 2011-12-28→ Common Stock (1,000,000 underlying) - Purchase
Opton (Right to Buy)
2011-12-28+1,275,000→ 1,275,000 total(indirect: By Spouse)Exercise: $22.00Exp: 2012-12-28→ Common Stock (1,275,000 underlying) - Purchase
Option (Right to Buy)
2011-12-28+500,000→ 500,000 total(indirect: By Spouse)Exercise: $22.00Exp: 2012-12-28→ Common Stock (500,000 underlying)
Holdings
- 1,700,000
Common Stock
Footnotes (7)
- [F1]The reporting person disclaims any beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F2]Immediately.
- [F3]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 5,950,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 2,975,000 shares of common stock at a price of $22.00 per share.
- [F4]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 2,550,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 1,275,000 shares of common stock at a price of $22.00 per share.
- [F5]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 1,500,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 750,000 shares of common stock at a price of $22.00 per share.
- [F6]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 1,000,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a one-year option to purchase 500,000 shares of common stock at a price of $22.00 per share.
- [F7]The spouse of the reporting person transfered to a third party all of his right, title and interest in the Warrant with respect to 2,500,000 shares of common stock. In consideration of such transfer the third party granted the spouse of the reporting person a two-year option to purchase 1,250,000 shares of common stock at a price of $22.00 per share.