4//SEC Filing
Dean Eric C. 4
Accession 0001179110-12-000095
CIK 0001235468other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:56 PM ET
Size
14.6 KB
Accession
0001179110-12-000095
Insider Transaction Report
Form 4
Dean Eric C.
Chief Information Officer
Transactions
- Award
Employee Stock Grant
2011-11-23+5,634→ 5,634 totalExercise: $31.11Exp: 2021-10-01→ Common Stock (5,634 underlying) - Award
Employee Stock Option
2011-11-23+9,351→ 9,351 totalExercise: $31.11Exp: 2021-10-01→ Common Stock (9,351 underlying)
Holdings
- 13,125
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,125 underlying) - 44,006
Employee Stock Option
Exercise: $7.48Exp: 2018-10-01→ Common Stock (44,006 underlying) - 200,000
Employee Stock Option
Exercise: $13.56Exp: 2017-10-15→ Common Stock (200,000 underlying) - 7,569
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,569 underlying) - 14,911
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (14,911 underlying)
Footnotes (7)
- [F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F2]Twenty-five percent of this option grant will vest on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F3]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F4]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F5]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F6]Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
- [F7]Twenty-five percent of this option grant vested on 10/15/2008, and thereafter, 1/48th of the option grant will vest each month for thirty-six months.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeother
Related Parties
1- filerCIK 0001415732
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:56 PM ET
- Size
- 14.6 KB