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4//SEC Filing

Bramnick Michael R. 4

Accession 0001179110-12-000446

CIK 0001013871other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:39 PM ET

Size

8.4 KB

Accession

0001179110-12-000446

Insider Transaction Report

Form 4
Period: 2012-01-03
Bramnick Michael R.
Sr. VP & General Counsel
Transactions
  • Award

    Common Stock, par value $.01 per share

    2012-01-03+16,50038,687 total
  • Award

    Market Stock Units

    2012-01-03+27,60027,600 total
    From: 2015-01-03Exp: 2015-01-03Common Stock, par value $.01 per share (55,200 underlying)
Footnotes (4)
  • [F1]Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long Term Incentive Plan ("LTIP").
  • [F2]Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. The Reporting Person will receive from NRG one such share of Common Stock for each RSU on January 3, 2015.
  • [F3]The Reporting Person was issued 27,600 Market Stock Units ("MSUs") by NRG under the LTIP on January 3, 2012. The MSUs will convert to shares of NRG Common Stock on January 3, 2015 only in the event the Company has achieved a certain level of total shareholder return. Total shareholder return will consist of the average of the closing price of NRG's Common Stock on January 3, 2015 and the nineteen preceding trading days and any dividends paid since the grant date as determined by the Compensation Committee.
  • [F4]The Reporting Person will receive a maximum of 55,200 shares of Common Stock if the Company has achieved a 100% increase in total shareholder return since the grant date (the "Maximum"); 27,600 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target"); or 13,800 shares of Common Stock if there is a 50% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if total shareholder return has decreased by more than 50% since the grant date. The number of shares of Common Stock that the Reporting Person may receive is interpolated for total shareholder return falling between Threshold, Target, and Maximum levels.

Issuer

NRG ENERGY, INC.

CIK 0001013871

Entity typeother

Related Parties

1
  • filerCIK 0001456706

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:39 PM ET
Size
8.4 KB