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4//SEC Filing

MILLER MELVIN E 4

Accession 0001179110-12-000957

CIK 0000920112other
View on SEC.govCompany Profile

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 7:18 PM ET

Size

16.3 KB

Accession

0001179110-12-000957

Insider Transaction Report

Form 4
Period: 2012-01-10
HEARTLAND FINANCIAL USA INCHTLF
MILLER MELVIN E
Chief Investment Officer
Transactions
  • Sale

    Common Stock

    2012-01-10$16.36/sh−3,514$57,489→ 0 total
  • Award

    Common Stock

    2012-01-17+5,476→ 25,212 total
Holdings

  • Common Stock

    (indirect: By IRA)
    6,230

  • Common Stock

    (indirect: Retirement Fund)
    7,680

  • Common Stock

    (indirect: HRT Retirement Plan)
    3,899

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $21.00Exp: 2015-02-10→ Common Stock (5,000 underlying)
    5,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
    1,500

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $11.84Exp: 2013-01-21→ Common Stock (4,500 underlying)
    4,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
    1,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $18.60Exp: 2018-01-24→ Common Stock (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Shares held jointly with reporting person's spouse.
  • [F2]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F4]Includes 10,338 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
  • [F5]Includes 2,738 shares of Performance Based Restricted Stock.
  • [F6]Double line entry....see next line for total.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001291362

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 7:18 PM ET
Size
16.3 KB
View on SEC.gov