Dean Eric C. 4

Accession 0001179110-12-002366

CIK 0001235468other

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 6:17 PM ET

Size

25.9 KB

Accession

0001179110-12-002366

Form 4

Period: 2012-02-08

Chief Information Officer

Transactions

Exercise/Conversion
Common Stock
2012-02-08$13.56/sh+52,552$712,605→ 52,552 total
Exercise/Conversion
Common Stock
2012-02-10$13.56/sh+9,938$134,759→ 9,938 total
Exercise/Conversion
Employee Stock Option
2012-02-08$13.56/sh−52,552$712,605→ 147,448 total
Exercise: $13.56Exp: 2017-10-15→ Common Stock (200,000 underlying)
Exercise/Conversion
Employee Stock Option
2012-02-10$13.56/sh−9,938$134,759→ 0 total
Exercise: $13.56Exp: 2017-10-15→ Common Stock (9,938 underlying)
Sale
Common Stock
2012-02-08$39.01/sh−52,552$2,050,054→ 0 total
Exercise/Conversion
Common Stock
2012-02-09$13.56/sh+137,510$1,864,636→ 137,510 total
Sale
Common Stock
2012-02-09$39.02/sh−137,510$5,365,640→ 0 total
Sale
Common Stock
2012-02-10$39.00/sh−9,938$387,582→ 0 total
Exercise/Conversion
Employee Stock Option
2012-02-09$13.56/sh−137,510$1,864,636→ 9,938 total
Exercise: $13.56Exp: 2017-10-15→ Common Stock (147,448 underlying)

Holdings

Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (9,351 underlying)
9,351
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,569 underlying)
7,569
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (5,634 underlying)
5,634
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,125 underlying)
13,125
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (14,911 underlying)
14,911
Employee Stock Option
Exercise: $7.48Exp: 2018-10-01→ Common Stock (44,006 underlying)
44,006

Footnotes (7)

[F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F2]Twenty-five percent of this option grant will vest on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F3]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F4]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F5]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F6]Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
[F7]Twenty-five percent of this option grant vested on 10/15/2008, and thereafter, 1/48th of the option grant will vest each month for thirty-six months.

Documents

1 file

LIQUIDITY SERVICES INC

CIK 0001235468

Entity typeother