STRAUSS THOMAS W 4
4 · COWEN GROUP, INC. · Filed Feb 28, 2012
Insider Transaction Report
Form 4
STRAUSS THOMAS W
CEO/Pres.RamiusAlt.Investments10% Owner
Transactions
- Award
Class A Common Stock
2012-02-24+37,314→ 131,853 total - Award
Class A Common Stock
2012-02-24+75,000→ 206,853 total
Holdings
- 2,885,109(indirect: See Footnote)
Class A Common Stock
Footnotes (3)
- [F1]Grant of restricted stock units for no monetary consideration. The restricted stock units vest with respect to 12.5% on August 15, 2012, 12.5% on March 10, 2013, 25% on March 10, 2014, 25% on March 10, 2015 and 25% on March 10, 2016.
- [F2]Grant of restricted stock units for no monetary consideration. The restricted stock units vest with respect to 25% on June 1, 2013, 25% on June 1, 2014 and 50% on June 1, 2015.
- [F3]These shares represent the Reporting Person's pecuniary intrest in shares of Class A Common Stock held by RCG Holdings LLC (f/k/a Ramius LLC) ("RCG"), of which the Reporting Person is a member.