Earnings Feed
Sign Up
Home/Filings/4/0001179110-12-005947
4//SEC Filing

FRISBIE RICHARD D 4

Accession 0001179110-12-005947

CIK 0001420850other
View on SEC.govCompany Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 5:29 PM ET

Size

35.9 KB

Accession

0001179110-12-005947

Insider Transaction Report

Form 4
Period: 2012-03-27
ExactTarget, Inc.ET
CROTTY THOMAS J
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
LAWLER KENNETH P
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
Lee Roger H
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
Battery Ventures VIII lp
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
Battery Management, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
Battery Partners VIII, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
Agrawal Neeraj
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
DHALIWAL SUNIL
10% Owner
Transactions
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
BATTERY VENTURES VIII SIDE FUND LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
FRISBIE RICHARD D
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-03-27+6,715,124→ 6,735,124 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+2,169,980→ 8,905,104 total(indirect: See footnote)
  • Conversion

    Common Stock

    2012-03-27+903,108→ 9,808,212 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2012-03-27−3,357,562→ 0 total(indirect: See footnote)
    → Common Stock (6,715,124 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-03-27−1,084,990→ 0 total(indirect: See footnote)
    → Common Stock (2,169,980 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-03-27−451,554→ 0 total(indirect: See footnote)
    → Common Stock (903,108 underlying)
Footnotes (10)
  • [F1]The Series D Convertible Preferred Stock automatically converted into Common Stock on a 2-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F10]The shares reported in column 7 include 4,894,106 owned of record by Battery Ventures VIII Side Fund, L.P., 4,894,106 owned of record by Battery Ventures VIII, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC.
  • [F2]The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]The shares reported in column 7 include 3,357,562 owned of record by Battery Ventures VIII Side Fund, L.P. and 3,357,562 owned of record by Battery Ventures VIII, L.P. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P.
  • [F4]The Series E Convertible Preferred Stock automatically converted into Common Stock on a 2-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F5]The shares reported in column 7 include 1,084,990 owned of record by Battery Ventures VIII Side Fund, L.P. and 1,084,990 owned of record by Battery Ventures VIII, L.P. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P.
  • [F6]The Series G Convertible Preferred Stock automatically converted into Common Stock on a 2-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F7]The shares reported in column 7 include 451,554 owned of record by Battery Ventures VIII Side Fund, L.P. and 451,554 owned of record by Battery Ventures VIII, L.P. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P.
  • [F8]The shares reported in column 7 include 3,357,562 owned of record by Battery Ventures VIII Side Fund, L.P., 3,357,562 owned of record by Battery Ventures VIII, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC.
  • [F9]The shares reported in column 7 include 4,442,552 owned of record by Battery Ventures VIII Side Fund, L.P., 4,442,552 owned of record by Battery Ventures VIII, L.P., and 20,000 owned of record by Battery Management Company, LLC. Battery Partners VIII, LLC is the sole general partner of Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, LLC is the sole general partner of Battery Ventures VIII Side Fund, L.P. Michael Brown, Neeraj Agrawal, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and Battery Ventures VIII Side Fund, LLC and may be deemed to have shared voting and dispositive power over the shares held by Battery Ventures VIII, L.P. and Battery Ventures VIII Side Fund, L.P. Thomas J. Crotty has sole voting and dispositive power over the shares held by Battery Management Company, LLC.

Documents

1 file

Issuer

ExactTarget, Inc.

CIK 0001420850

→
Entity typeother

Related Parties

1
  • filerCIK 0001192362

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 5:29 PM ET
Size
35.9 KB
View on SEC.gov